DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

First Horizon Advisors, Inc

Former SEC-registered adviserMemphis, TennesseeCRD 17117SEC 801-78594websiteIAPD
Latest filing Jul 31, 2025
First filing on the tape Sep 16, 2013 · 40 filings
SEC status approved since May 31, 2013
RAUM
$14B
reported, Item 5.F
Discretionary
74%
of RAUM
Private clients
27%
$3.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
239
169 advisory (5.B.1)
Offices
77
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$14B as of Jul 31, 2025
Mar 28, 2014$3.9B then
HNW client RAUM$2.0B as of Jul 31, 2025
Mar 30, 2018$159M then
State-registered IARs (5.B.3)239 as of Jul 31, 2025
Mar 28, 2014149 then
Employees (5.A)239 as of Jul 31, 2025
Mar 28, 2014167 then
Private funds: no history
RAUM +9.9% over the last fiscal year+0.1% a year over threeIARs 236 to 239offices 69 to 77
Practice profile
derived from the filing of Jul 31, 2025; every figure names its basis
RAUM per advisor
$57.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
27derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
74%derivedof RAUM
Institutional
26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.1derived78 offices incl. principal (1.F.5)
RAUM growth, one year
+9.9%derivedbetween the last two annual amendments
Advisor growth, one year
+1.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.4%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$3.9BreportedItem 5.I
Custody
$54.2M, 96 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Banks and thrifts$6.2B46%
  • Pension and profit-sharing plans$3.4B25%
  • High-net-worth individuals$2.0B15%
  • Individuals$1.7B13%
  • Charitable organizations$139M1.0%
  • Corporations and businesses$107M0.8%
  • Insurance companies$30.5M0.2%
  • State and municipal entities$216,9540.0%
Individual clients
5,562reported
HNW clients
863reported
Pension plan clients
51reported
Charitable clients
53reported
Accounts
9,076reported
Financial planning clients
0reported
Wrap fee programs
$290M sponsored, $0 managedreported
Custody of client assets
$54.2M for 96 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
12 left, 0 joined in 12 months
net -12 in 12 months0 left in 90 days0 joined in 90 days95 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Tracy Ann Bell · Chief Investment Officer And President Of Advisory Servicescontrol
    since 04/2024 · owns less than 5%
  • Martin Rene Jr. Delaureal · Presidentcontrol
    since 04/2024 · owns less than 5%
  • Karen Morton Kruse · Chief Compliance Officercontrol
    since 03/2023 · owns less than 5%
  • Ottis Mims Clayton · Director
    since 11/2020 · owns less than 5%
Entity owners
  • First Horizon Bank · Sole Shareholder
    direct · owns 75% or more · public reporting company
  • First Horizon Corporation (Fhc) · Shareholder
    indirect · owns 75% or more of First Horizon Bank · public reporting company
Related persons
Schedule D 7.A
  • Fhis, Inc.
    real estaten
  • Fhn Financial Capital Markets, A Division Of First Horizon Bank (Registered Govt Securities Dealer)
    broker-dealercustodiany
  • Fhn Financial Capital Markets, A Division Of First Horizon Bank (Registered Muni Securities Dealer)
    broker-dealern
  • Fhn Financial Municipal Advisors, A Division Of First Horizon Bank
    n
  • Fhn Financial Securities Corp
    broker-dealern
  • First Horizon Insurance Services Inc
    real estaten
  • Martin & Company Investment Counsel
    investment advisernRAUM $1.7B
Advisers that list First Horizon Advisors, Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Alcoa, Tn000
Athens, Tn000
Atlanta, Ga000
Bartlett, Tn000
Boca Raton, Fl000
Bristol, Tn000
Chattanooga, Tn000
Cleveland, Tn000
Collierville, Tn000
Gallatin, Tn000
Germantown, Tn000
Houston, Tx000
Huntsville, Al000
Jackson, Tn000
Jonesborough, Tn000
Key Largo, Fl000
Lafayette, La000
Little Rock, Ar000
Maryville, Tn000
Metairie, La000
All 35 offices
Offices
Schedule D 1.F, the 25 largest
  • Memphis, TN17 employees
  • Brentwood, TN12 employees
  • Knoxville, TN9 employees
  • Chattanooga, TN7 employees
  • Birmingham, AL6 employees
  • Lafayette, LA5 employees
  • Memphis, TN5 employees
  • Johnson City, TN4 employees
  • Morristown, TN4 employees
  • Jackson, TN4 employees
  • Metairie, LA4 employees
  • New Orleans, LA4 employees
  • Knoxville, TN3 employees
  • Winston Salem, NC3 employees
  • Ft Lauderdale, FL3 employees
  • Coral Gables, FL3 employees
  • Winston Salem, NC3 employees
  • Maryville, TN3 employees
  • Germantown, TN3 employees
  • Franklin, TN3 employees
  • Maryville, TN2 employees
  • Nashville, TN2 employees
  • Atlanta, GA2 employees
  • Germantown, TN2 employees
  • Murfreesboro, TN2 employees
What changed
consecutive filings, newest first
  • Financial planning clients · 0 to 0
    Jun 20, 2025 to Jul 31, 2025
  • Accounts · 8,945 to 9,076
    Oct 7, 2024 to Mar 24, 2025
  • Advisory employees · 180 to 169
    Oct 7, 2024 to Mar 24, 2025
  • BD registered reps · 220 to 162
    Oct 7, 2024 to Mar 24, 2025
  • Charity clients · 51 to 53
    Oct 7, 2024 to Mar 24, 2025
  • HNW clients · 721 to 863
    Oct 7, 2024 to Mar 24, 2025
  • Individual clients · 5,469 to 5,562
    Oct 7, 2024 to Mar 24, 2025
  • Pension plan clients · 47 to 51
    Oct 7, 2024 to Mar 24, 2025
  • Pooled vehicle clients · 0.0 to unset
    Oct 7, 2024 to Mar 24, 2025
  • Assets in custody · $45.5M to $54.2M
    Oct 7, 2024 to Mar 24, 2025
  • Employees · 236 to 239
    Oct 7, 2024 to Mar 24, 2025
  • State-registered IARs · 236 to 239
    Oct 7, 2024 to Mar 24, 2025
  • Other offices · 69 to 77
    Oct 7, 2024 to Mar 24, 2025
  • Discretionary RAUM · $9.2B to $10B
    Oct 7, 2024 to Mar 24, 2025
  • HNW RAUM · $1.6B to $2.0B
    Oct 7, 2024 to Mar 24, 2025
  • Individual RAUM · $1.6B to $1.7B
    Oct 7, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · $3.2B to $3.6B
    Oct 7, 2024 to Mar 24, 2025
  • Pension RAUM · $3.1B to $3.4B
    Oct 7, 2024 to Mar 24, 2025
  • RAUM · $12B to $14B
    Oct 7, 2024 to Mar 24, 2025
  • Wrap assets (sponsor) · $225M to $290M
    Oct 7, 2024 to Mar 24, 2025
  • Accounts · 8,973 to 8,945
    Apr 10, 2024 to Apr 29, 2024
  • Corporate clients · 92 to 89
    Apr 10, 2024 to Apr 29, 2024
  • HNW clients · 730 to 721
    Apr 10, 2024 to Apr 29, 2024
  • Individual clients · 5,484 to 5,469
    Apr 10, 2024 to Apr 29, 2024
  • Pension plan clients · 48 to 47
    Apr 10, 2024 to Apr 29, 2024
  • Discretionary RAUM · $9.2B to $9.2B
    Apr 10, 2024 to Apr 29, 2024
  • HNW RAUM · $1.6B to $1.6B
    Apr 10, 2024 to Apr 29, 2024
  • Individual RAUM · $1.6B to $1.6B
    Apr 10, 2024 to Apr 29, 2024
  • Pension RAUM · $3.1B to $3.1B
    Apr 10, 2024 to Apr 29, 2024
  • RAUM · $12B to $12B
    Apr 10, 2024 to Apr 29, 2024
  • Accounts · 9,360 to 8,973
    Mar 30, 2023 to Mar 29, 2024
  • Advisory employees · 170 to 180
    Mar 30, 2023 to Mar 29, 2024
  • Advisory activities · 5 to 6
    Mar 30, 2023 to Mar 29, 2024
  • BD registered reps · 222 to 220
    Mar 30, 2023 to Mar 29, 2024
  • Charity clients · 54 to 51
    Mar 30, 2023 to Mar 29, 2024
  • Corporate clients · 101 to 92
    Mar 30, 2023 to Mar 29, 2024
  • Individual clients · 6,175 to 5,484
    Mar 30, 2023 to Mar 29, 2024
  • Pension plan clients · 37 to 48
    Mar 30, 2023 to Mar 29, 2024
  • Assets in custody · $39.8M to $45.5M
    Mar 30, 2023 to Mar 29, 2024
  • Employees · 224 to 236
    Mar 30, 2023 to Mar 29, 2024
Signals
60 dated events
  • First Horizon Advisors, Inc no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $13.6B)
    Feb 2, 2026 · Left the SEC roster · derived
  • Bard Chance Powell left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2025-10-21)
    Oct 3, 2025 · Advisor changed firm · fact
  • Mengying Lu Espel left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2026-01-01)
    Oct 3, 2025 · Advisor changed firm · fact
  • Yvonne Kimberly Plachy left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2025-10-24)
    Oct 3, 2025 · Advisor changed firm · fact
  • Holley Gordon Cary left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2025-11-07)
    Oct 2, 2025 · Advisor changed firm · fact
  • Brian Scott Kuefler left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-04-23)
    Oct 2, 2025 · Advisor changed firm · fact
  • Paul Iver Jepson left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-04-23)
    Oct 2, 2025 · Advisor changed firm · fact
  • Elizabeth R Knight left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-04-23)
    Oct 2, 2025 · Advisor changed firm · fact
  • Candice Landers Chandley left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2025-10-03)
    Oct 2, 2025 · Advisor changed firm · fact
  • Kristen Kay Beckstead left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-07-12)
    Sep 30, 2025 · Advisor changed firm · fact
  • Travis Deshune Maverick left First Horizon Advisors, Inc for Voya Financial Advisors, Inc. (registered 2025-12-02)
    Sep 29, 2025 · Advisor changed firm · fact
  • Darren Keith Mcguire left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-04-10)
    Sep 29, 2025 · Advisor changed firm · fact
  • David Alexander Hager left First Horizon Advisors, Inc for Lpl Financial Llc (registered 2026-01-08)
    Sep 29, 2025 · Advisor changed firm · fact
  • 5 advisors left First Horizon Advisors, Inc (Memphis, TN) for First Tennessee Advisory Services, Inc. within 3 days
    Sep 29, 2025 · Team lift-out · derived
  • 5 advisors left First Horizon Advisors, Inc (Memphis, TN) for LPL Financial LLC within 4 days
    Sep 29, 2025 · Team lift-out · derived
  • Clara Parker left First Horizon Advisors, Inc for Raymond James Financial Services Advisors, Inc (registered 2025-09-04)
    Aug 25, 2025 · Advisor changed firm · fact
  • Grant Merrill Boucek left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2011-07-27)
    Aug 22, 2025 · Advisor changed firm · fact
  • Ryan J Belwood left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2011-12-05)
    Aug 22, 2025 · Advisor changed firm · fact
  • Kevin Robert Clunan left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-09-03)
    Aug 21, 2025 · Advisor changed firm · fact
  • Christopher Thomas Slonecker left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-07-12)
    Aug 21, 2025 · Advisor changed firm · fact
  • Stacey King Haney left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-12-12)
    Aug 21, 2025 · Advisor changed firm · fact
  • Bradley Michael Stafford left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2009-09-01)
    Aug 21, 2025 · Advisor changed firm · fact
  • Phillip Wade Brooks left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-09-03)
    Aug 21, 2025 · Advisor changed firm · fact
  • R Bryan Bell left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-03-31)
    Aug 21, 2025 · Advisor changed firm · fact
  • Janette Judkins Lookadoo left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2010-07-08)
    Aug 21, 2025 · Advisor changed firm · fact
  • Lonnie Leon Liston left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-09-03)
    Aug 21, 2025 · Advisor changed firm · fact
  • Carrie Beisecker Sykes left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-09-03)
    Aug 21, 2025 · Advisor changed firm · fact
  • James Matthew Mayes left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2010-12-10)
    Aug 21, 2025 · Advisor changed firm · fact
  • James Wilson Powell left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2008-09-03)
    Aug 21, 2025 · Advisor changed firm · fact
  • Louis Ferree Allen left First Horizon Advisors, Inc for First Tennessee Advisory Services, Inc. (registered 2012-07-12)
    Aug 21, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026