DFX Intelligence
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Registered advisor
J••• L••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• B• L••••••••• B•••••• L••••
At current firm
8 y
since Dec 2, 2017
In the industry
39 y
since Sep 22, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 2, 2017 · Orange Park, Fl
- L•• F•••••••• L•• BD affiliatedNov 29, 2017 to Mar 1, 2019 · Orange Park, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJun 27, 2011 to Dec 6, 2017 · Los Angeles, Ca
- S••••••••• A•••••• A•••••••• I••• formerJan 5, 2004 to Jun 27, 2011 · Jacksonville, Fl
- L•••• C•••••• M••••••••• I••• unclassifiedJul 21, 1997 to Dec 31, 2003 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 1, 2019, registered Dec 2, 2017 (-454 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Dec 6, 2017, registered Nov 29, 2017 (-7 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jun 27, 2011, registered Jun 27, 2011 (0 days) · Other
- L•••• C•••••• M••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2003, registered Jan 5, 2004 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address