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Registered advisor
W•••••• C•••••• N•••••••
Feed of 09/14/2026
Also filed as Bill N•••••••
At current firm
10 y
since Jan 22, 2016
In the industry
39 y
since Sep 15, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 22, 2016 · Keller, Tx
- W••••••• F•••••••• S•••••••• I••• formerMay 9, 2006 to Jan 26, 2016 · Keller, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to May 3, 2006 · Richardson, Tx
- Q•••• • R•••••• I••• unclassifiedJan 6, 2004 to Oct 20, 2004 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 19, 1999 to Jan 28, 2004 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 26, 2016, registered Jan 22, 2016 (-4 days) · Other · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left May 3, 2006, registered May 9, 2006 (6 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to Q•••• • R•••••• I•••left Jan 28, 2004, registered Jan 6, 2004 (-22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address