DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Terence William Tinkham
Feed of 09/15/2026
At current firm
7 y
since Mar 25, 2019
In the industry
25 y
since Feb 2, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Citizens Securities, Inc. BD affiliated currentsince Mar 25, 2019 · Johnston, Ri
- Flagship Harbor Advisors, LLC independent RIAOct 24, 2016 to Mar 31, 2019 · Newport, Ri
- Santander Securities BD affiliatedSep 22, 2015 to Oct 3, 2016 · Coventry, Ri
- Citizens Securities, Inc. BD affiliatedJan 28, 2010 to Sep 10, 2015 · West Warwick, Ri
- LPL Financial LLC BD affiliatedMay 27, 2008 to Jan 19, 2010 · Little Compton, Ri
- Ifmg Securities, Inc. unclassifiedSep 26, 2006 to May 27, 2008 · Newport, Ri
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Mar 6, 2006 · Middletown, Ri
- Quick & Reilly, Inc. unclassifiedDec 9, 2002 to Oct 20, 2004 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Flagship Harbor Advisors, LLC to Citizens Securities, Inc.left Mar 31, 2019, registered Mar 25, 2019 (-6 days) · RIA to affiliated broker-dealer or bank
- Santander Securities to Flagship Harbor Advisors, LLCleft Oct 3, 2016, registered Oct 24, 2016 (21 days) · Other
- Citizens Securities, Inc. to Santander Securitiesleft Sep 10, 2015, registered Sep 22, 2015 (12 days) · Other · moved with a team
- LPL Financial LLC to Citizens Securities, Inc.left Jan 19, 2010, registered Jan 28, 2010 (9 days) · Other
- Ifmg Securities, Inc. to LPL Financial LLCleft May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- Banc Of America Investment Services, Inc. to Ifmg Securities, Inc.left Mar 6, 2006, registered Sep 26, 2006 (204 days) · Other
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address