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Registered advisor
T•••••• L••• J••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
7 y
since Nov 1, 2018
In the industry
24 y
since Jun 10, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Nov 1, 2018 · Virginia Beach, Va
- T•• N•••• L•••••• F•••••••• G••••• L•• unclassifiedMar 6, 2006 to Apr 1, 2013 · Chesapeake, Va
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 11, 2002 to Jan 6, 2006 · Virginia Beach, Va
- A•••••• A••••••• S••••••• formerJun 10, 2002 to Oct 10, 2002 · Chesapeake, Va
Moves
a registration end followed by a registration begin elsewhere
- T•• N•••• L•••••• F•••••••• G••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Apr 1, 2013, registered Nov 1, 2018 (2040 days) · Other
- C••••• I••••••••• A••••••• L•• to T•• N•••• L•••••• F•••••••• G••••• L••left Jan 6, 2006, registered Mar 6, 2006 (59 days) · Other
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Oct 10, 2002, registered Oct 11, 2002 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address