RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• M•••• F•••••••
- L•••••• A••••••• G•••• L•• former currentsince Nov 7, 2022 · Wexford, Pa
- C••••• S••••• A•••••••• I••• formerMar 18, 2015 to Nov 1, 2022 · Berlin, Pa
- B••••••••• C•••••• M••••••••• L•• independent RIAApr 21, 2011 to Mar 16, 2015 · Pittsburgh, Pa
- Q•• F•••••••• L•• unclassifiedMar 23, 2010 to Feb 11, 2011 · Omaha, Ne
- N•• E•••••• S••••••••• C••••••••• formerAug 13, 2002 to Mar 19, 2007 · Pittsburgh, Pa
- C••••• S••••• A•••••••• I••• to L•••••• A••••••• G•••• L••left Nov 1, 2022, registered Nov 7, 2022 (6 days) · Other
- B••••••••• C•••••• M••••••••• L•• to C••••• S••••• A•••••••• I•••left Mar 16, 2015, registered Mar 18, 2015 (2 days) · Other
- Q•• F•••••••• L•• to B••••••••• C•••••• M••••••••• L••left Feb 11, 2011, registered Apr 21, 2011 (69 days) · Other
- N•• E•••••• S••••••••• C••••••••• to Q•• F•••••••• L••left Mar 19, 2007, registered Mar 23, 2010 (1100 days) · Other
- A••••• M•••• F••••••• left C••••• S••••• A•••••••• I••• for L•••••• A••••••• G•••• L•• (registered 2022-11-07)Nov 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address