RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••••• P••••••
- Professional profile
- linkedin.com/in/stephen-peiffer-b167132reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S• W••••• P••••••• state registered currentsince Dec 2, 2022 · Churchville, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 25, 2013 to Mar 3, 2022 · Fairfax, Va
- V••• F•••••••• P•••••••• L•• formerMar 4, 2011 to Jul 25, 2013 · Lisle, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Mar 4, 2011 · Philadelphia, Pa
- V••• F•••••••• P•••••••• L•• formerMay 14, 2008 to Jan 3, 2011 · Philadelphia, Pa
- V••• F•••••••• A•••••••• I••• to S• W••••• P•••••••left Mar 3, 2022, registered Dec 2, 2022 (274 days) · Affiliated broker-dealer or bank to a state-registered adviser
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 25, 2013, registered Jul 25, 2013 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to V••• F•••••••• P•••••••• L••left Mar 4, 2011, registered Mar 4, 2011 (0 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- Stephen Joseph Peiffer left Voya Financial Advisors, Inc. for Sp Wealth Planning (registered 2022-12-02)Mar 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address