RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Jan 1, 2026 · Scottsdale, Az
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedJan 10, 2011 to Dec 8, 2011 · San Diego, Ca
- V•• A••••••• S••••••• formerApr 19, 2010 to Dec 31, 2010 · Overland Park, Ks
- L•• F•••••••• L•• BD affiliatedOct 10, 2000 to Apr 21, 2010 · San Diego, Ca
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Dec 8, 2011, registered Jan 1, 2026 (5138 days) · Other
- V•• A••••••• S••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Dec 31, 2010, registered Jan 10, 2011 (10 days) · Other
- L•• F•••••••• L•• to V•• A••••••• S•••••••left Apr 21, 2010, registered Apr 19, 2010 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address