DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• C•••••• M••••••••

O•••• W•••••• I•••BD affiliatedKnoxville, Tndual registrantIAPD 1752411

Feed of 09/14/2026

Also filed as Danny M••••••••

At current firm

1 y

since Jun 23, 2025

In the industry

38 y

since Dec 10, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 23, 2025 · Knoxville, Tn
G••••••••• W••••• M••••••••• independent RIA
Nov 14, 2019 to Apr 24, 2020 · Knoxville, Tn
T••••••••• unclassified
Jul 31, 2015 to Jul 16, 2025 · Knoxville, Tn
R•••••• J•••• • A••••••••• I••• national BD
Feb 13, 2013 to Aug 20, 2015 · Knoxville, Tn
M••••• K••••• • C••••••• L•• former
Nov 28, 2005 to Feb 13, 2013 · Knoxville, Tn
U•• F•••••••• S••••••• I••• wirehouse
Jan 27, 2004 to Dec 20, 2005 · Knoxville, Tn

Moves

a registration end followed by a registration begin elsewhere

T••••••••• to G••••••••• W••••• M•••••••••
left Jul 16, 2025, registered Nov 14, 2019 (-2071 days) · Other · moved with a team
G••••••••• W••••• M••••••••• to O•••• W•••••• I•••
left Apr 24, 2020, registered Jun 23, 2025 (1886 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to T•••••••••
left Aug 20, 2015, registered Jul 31, 2015 (-20 days) · Other
M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• K••••• • C••••••• L••
left Dec 20, 2005, registered Nov 28, 2005 (-22 days) · Other

Signals

D••••• C•••••• M•••••••• left Trustfirst for G••••••••• W••••• M••••••••• (registered 2019-11-14)
Jul 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address