RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• R•••
- T••••• A•••• M••••••••• L•• independent RIA currentsince Feb 7, 2022 · Asheville, Nc
- R••• W••••• M••••••••• I••• unclassifiedJul 13, 2023 to Aug 9, 2023 · Asheville, Nc
- J• W• C••• A•••••••• I••• BD affiliatedApr 16, 2019 to Feb 4, 2022 · Asheville, Nc
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 7, 2016 to Apr 23, 2019 · Asheville, Nc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 30, 2003 to May 18, 2004 · Asheville, Nc
- N•• F•••••••• S•••••••• I••• unclassifiedMay 20, 2003 to Oct 6, 2003 · Black Mountain, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 20, 2001 to May 20, 2003 · Asheville, Nc
- R••• W••••• M••••••••• I••• to no registered destinationleft Aug 9, 2023 · Departure, no registered destination
- J• W• C••• A•••••••• I••• to T••••• A•••• M••••••••• L••left Feb 4, 2022, registered Feb 7, 2022 (3 days) · RIA to RIA
- G••••• F•••••••• P•••••• C••••••• I••• to J• W• C••• A•••••••• I•••left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · corporate re-registration, not a move
- U•••• F•••••••• S••••••• G••••• I••• to G••••• F•••••••• P•••••• C••••••• I•••left May 18, 2004, registered Jun 7, 2016 (4403 days) · Other
- N•• F•••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Oct 6, 2003, registered Sep 30, 2003 (-6 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to N•• F•••••••• S•••••••• I•••left May 20, 2003, registered May 20, 2003 (0 days) · Other
- M•••••• T••• R••• no longer registered at R••• W••••• M••••••••• I•••; no later IA registration on IAPDAug 9, 2023 · Advisor departure · fact
- M•••••• T••• R••• left J• W• C••• A•••••••• I••• for T••••• A•••• M••••••••• L•• (registered 2022-02-07)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address