RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F••••••••
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Oct 15, 2014 · Palm Beach Gardens, Fl
- G••••• I••••••••• A•••••••• L•• unclassifiedJan 1, 2010 to Oct 22, 2014 · Miami Beach, Fl
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Jan 1, 2010 · Greenville, Sc
- E•••••• P•••• A••••••• I••• unclassifiedJul 3, 2002 to Jun 16, 2005 · Marlton, Nj
- G••••• I••••••••• A•••••••• L•• to M•••• C••••••• A••••••• S••••••left Oct 22, 2014, registered Oct 15, 2014 (-7 days) · Other
- I•••••••• C•••••• A••••••• to G••••• I••••••••• A•••••••• L••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address