DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••••• A••••• L•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedHattiesburg, Msdual registrantIAPD 1758418
Certified Financial Planner
Feed of 09/14/2026
Also filed as A••• L•••••
At current firm
1 y
since Sep 5, 2025
In the industry
38 y
since Oct 22, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 5, 2025 · Hattiesburg, Ms
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Sep 11, 2025 · Hattiesburg, Ms
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJan 14, 2010 to Jul 5, 2011 · Hattiesburg, Ms
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 28, 2006 to Jan 14, 2010 · Hattiesburg, Ms
- T•••••••• S••••••••• I••• unclassifiedApr 21, 2003 to Feb 28, 2006 · Jackson, Ms
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 11, 2025, registered Sep 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
- T•••••••• S••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Feb 28, 2006, registered Feb 28, 2006 (0 days) · Other
Signals
- ••• LockedSep 11, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address