RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• K•••••• H••••••
- S••••• M••••••••• independent RIA currentsince Nov 25, 2024 · Monkton, Md
- C•••••• O•• I••••••••• I••• formerJul 12, 2018 to Jan 4, 2021 · Hunt Valley, Md
- C•••••• I••••••••• C•••••• formerJun 17, 2005 to Aug 23, 2018 · Hunt Valley, Md
- C•••••• I••••••••• C•••••• unclassifiedAug 24, 1989 to Jun 23, 2005 · Hunt Valley, Md
- C•••••• O•• I••••••••• I••• to S••••• M•••••••••left Jan 4, 2021, registered Nov 25, 2024 (1421 days) · RIA to RIA
- C•••••• I••••••••• C•••••• to C•••••• O•• I••••••••• I•••left Aug 23, 2018, registered Jul 12, 2018 (-42 days) · RIA to RIA
- C•••••• I••••••••• C•••••• to C•••••• I••••••••• C••••••left Jun 23, 2005, registered Jun 17, 2005 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address