DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kirk Francis Henderson
Feed of 09/15/2026
At current firm
1 y
since Dec 10, 2024
In the industry
35 y
since Dec 11, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Dec 10, 2024 · North Palm Beach, Fl
- Osaic Advisory Services, LLC BD affiliatedDec 6, 2024 to Dec 6, 2024 · North Palm Beach, Fl
- Osaic Wealth, Inc. BD affiliatedOct 11, 2024 to Oct 11, 2024 · Scottsdale, Az
- American Portfolios Advisors, Inc formerOct 29, 2015 to Oct 11, 2024 · Holbrook, Ny
Moves
a registration end followed by a registration begin elsewhere
- Osaic Advisory Services, LLC to Ausdal Financial Partners, Inc.left Dec 6, 2024, registered Dec 10, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
- American Portfolios Advisors, Inc to Osaic Wealth, Inc.left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- Osaic Wealth, Inc. to Osaic Advisory Services, LLCleft Oct 11, 2024, registered Dec 6, 2024 (56 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- Kirk Francis Henderson left Osaic Advisory Services, Llc for Ausdal Financial Partners, Inc. (registered 2024-12-10)Dec 6, 2024 · Advisor changed firm · fact
- Kirk Francis Henderson left Osaic Wealth, Inc. for Osaic Advisory Services, Llc (registered 2024-12-06)Oct 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address