DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Delton
Feed of 09/14/2026
At current firm
1 y
since May 7, 2025
In the industry
38 y
since Dec 3, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince May 7, 2025 · Louisville, Ky
- Pnc Wealth Management BD affiliatedJul 27, 2023 to Apr 8, 2025 · Louisville, Ky
- LPL Financial LLC BD affiliatedJul 19, 2023 to Aug 10, 2023 · Clovis, Ca
- Bancwest Investment Services, Inc. (Bwis) formerOct 11, 2022 to Jul 19, 2023 · Clovis, Ca
- RBC Capital Markets, LLC national BDOct 30, 2002 to Feb 19, 2003 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Charles Schwab & Co., Inc.left Apr 8, 2025, registered May 7, 2025 (29 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Pnc Wealth Managementleft Aug 10, 2023, registered Jul 27, 2023 (-14 days) · Affiliated broker-dealer or bank to another
- Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLCleft Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- RBC Capital Markets, LLC to Bancwest Investment Services, Inc. (Bwis)left Feb 19, 2003, registered Oct 11, 2022 (7174 days) · Affiliated broker-dealer or bank to another
Signals
- Mark Delton left Pnc Wealth Management for Charles Schwab & Co., Inc. (registered 2025-05-07)Apr 8, 2025 · Advisor changed firm · fact
- Mark Delton left Lpl Financial Llc for Pnc Wealth Management (registered 2023-07-27)Aug 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address