RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• E•••••••• H•••••
- R•• A•••••••• L•• independent RIA currentsince Jun 9, 2021 · Vestavia Hills, Al
- B••••••••• W••••• M••••••••• formerMay 9, 2013 to Feb 27, 2019 · Birmingham, Al
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 6, 2000 to May 3, 2013 · Birmingham, Al
- B••••••••• W••••• M••••••••• to R•• A•••••••• L••left Feb 27, 2019, registered Jun 9, 2021 (833 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to B••••••••• W••••• M•••••••••left May 3, 2013, registered May 9, 2013 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address