N•••• A••• B••••••

R•••••• J•••• • A••••••••• I•••national BDBrandon, Ms dual registrantIAPD 1764824

Feed of 09/14/2026

At current firm

6 y

since Nov 14, 2019

In the industry

38 y

since Dec 18, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Nov 14, 2019 · Ridgeland, Ms
W•••• F•••• A••••••• wirehouse
Dec 11, 2009 to Nov 18, 2019 · Ridgeland, Ms
U•• F•••••••• S••••••• I••• wirehouse
May 25, 2006 to Dec 14, 2009 · Jackson, Ms

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left Nov 18, 2019, registered Nov 14, 2019 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Dec 14, 2009, registered Dec 11, 2009 (-3 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address