RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• S••••• P•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Jul 10, 2026 · Morristown, Nj
- M•• C•••••• M••••••••• L•• independent RIAAug 9, 2021 to Jan 13, 2023 · New York, Ny
- R•• S••••••••• I••• BD affiliatedFeb 26, 2014 to Oct 4, 2017 · New York, Ny
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 1, 2004 to Jul 7, 2008 · New York, Ny
- M•• C•••••• M••••••••• L•• to M••••• G••••• A••••••• I•••left Jan 13, 2023, registered Jul 10, 2026 (1274 days) · RIA to RIA
- R•• S••••••••• I••• to M•• C•••••• M••••••••• L••left Oct 4, 2017, registered Aug 9, 2021 (1405 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•• S••••••••• I•••left Jul 7, 2008, registered Feb 26, 2014 (2060 days) · Other
- O••• S••••• P••••• left M•• C•••••• M••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2026-07-10)Jan 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address