RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• F•••••••• G••••••
- L•••••• A••••••• I••••••••• independent RIA currentsince Jul 20, 2016 · Allentown, Pa
- G•••• V••••• A•••••• G••••• L•• independent RIAJul 2, 2015 to Aug 3, 2016 · Orefield, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 14, 2006 to Jul 1, 2015 · Williamsport, Pa
- A••••••• P••••••••• A•••••••• I•• formerJun 21, 2006 to Nov 14, 2006 · Holbrook, Ny
- G•••• V••••• A•••••• G••••• L•• to L•••••• A••••••• I•••••••••left Aug 3, 2016, registered Jul 20, 2016 (-14 days) · Other
- V••• F•••••••• A•••••••• I••• to G•••• V••••• A•••••• G••••• L••left Jul 1, 2015, registered Jul 2, 2015 (1 days) · Other · moved with a team
- A••••••• P••••••••• A•••••••• I•• to V••• F•••••••• A•••••••• I•••left Nov 14, 2006, registered Nov 14, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address