DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R•••••• S•••••

O•••• W•••••• I•••BD affiliatedBillings, Mtdual registrantIAPD 1769162

Feed of 09/14/2026

Also filed as J•••• R S•••••

At current firm

4 y

since Jun 8, 2022

In the industry

38 y

since Jan 27, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jun 8, 2022 · Billings, Mt
C••••• A•••••• N••••••• L•• former
Apr 20, 2022 to Jul 7, 2022 · Billings, Mt
F•••• F•••••••• E••••• C••••••••• former
Jun 26, 2009 to Apr 20, 2022 · Billings, Mt
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 1, 2009 · Billings, Mt
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 7, 1999 to Jun 1, 2009 · Billings, Mt

Moves

a registration end followed by a registration begin elsewhere

C••••• A•••••• N••••••• L•• to O•••• W•••••• I•••
left Jul 7, 2022, registered Jun 8, 2022 (-29 days) · Affiliated broker-dealer or bank to another
F•••• F•••••••• E••••• C••••••••• to C••••• A•••••• N••••••• L••
left Apr 20, 2022, registered Apr 20, 2022 (0 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to F•••• F•••••••• E••••• C•••••••••
left Jul 1, 2009, registered Jun 26, 2009 (-5 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

J•••• R•••••• S••••• left C••••• A•••••• N••••••• L•• for O•••• W•••••• I••• (registered 2022-06-08)
Jul 7, 2022 · a•••••• firm change · fact
J•••• R•••••• S••••• left F•••• F•••••••• E••••• C••••••••• for C••••• A•••••• N••••••• L•• (registered 2022-04-20)
Apr 20, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address