RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D•••• K•••••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 24, 2019 · Wakefield, Ma
- H••••• I••••••••• M••••••••• L•• independent RIANov 24, 2014 to Dec 2, 2019 · Lee, Ma
- G•••• A••••••• A•••••••• I••• formerMar 17, 2008 to Aug 2, 2010 · Lee, Ma
- P•• A•••• M••••••••• I•• unclassifiedNov 1, 2001 to Feb 28, 2005 · Lee, Ma
- H••••• I••••••••• M••••••••• L•• to V••••• C•••••• M••••••••• L••left Dec 2, 2019, registered Dec 24, 2019 (22 days) · RIA to RIA
- G•••• A••••••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Aug 2, 2010, registered Nov 24, 2014 (1575 days) · Other
- P•• A•••• M••••••••• I•• to G•••• A••••••• A•••••••• I•••left Feb 28, 2005, registered Mar 17, 2008 (1113 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address