RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• H••••• O•••
- L•• F•••••••• L•• BD affiliated currentsince Jul 28, 2026 · Towson , Md
- O•••• W•••••• I••• BD affiliatedJan 24, 2025 to Jul 30, 2026 · Towson, Md
- O•••• F•• I••• formerApr 7, 2017 to Jan 24, 2025 · Lutherville, Md
- H•••••• T••••••• • K•••• L•• independent RIAMar 17, 2006 to Apr 13, 2017 · Towson, Md
- O•••• W•••••• I••• to L•• F•••••••• L••left Jul 30, 2026, registered Jul 28, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- H•••••• T••••••• • K•••• L•• to O•••• F•• I•••left Apr 13, 2017, registered Apr 7, 2017 (-6 days) · Other · moved with a team
- K••••• H••••• O••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-07-28)Jul 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address