RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• T•••••••
- S••••••••• W••••• A•••••••• L•• state registered currentsince Oct 19, 2006 · Malvern, Pa
- C••••• A••••••• L•• formerNov 17, 2010 to Sep 27, 2016 · Pipersville, Pa
- F•• S••••••••• C••••••••• formerMar 1, 2006 to Nov 19, 2010 · Malvern, Pa
- S•• C•••••• A••••••• L•• institutionalAug 16, 2002 to Feb 27, 2006 · Exton, Pa
- C••••••• W••••• A•••••••• L•• unclassifiedMar 4, 2002 to Mar 10, 2006 · Exton, Pa
- C••••• A••••••• L•• to no registered destinationleft Sep 27, 2016 · Departure, no registered destination
- F•• S••••••••• C••••••••• to S••••••••• W••••• A•••••••• L••left Nov 19, 2010, registered Oct 19, 2006 (-1492 days) · Other
- C••••••• W••••• A•••••••• L•• to S•• C•••••• A••••••• L••left Mar 10, 2006, registered Aug 16, 2002 (-1302 days) · Other
- S•• C•••••• A••••••• L•• to F•• S••••••••• C•••••••••left Feb 27, 2006, registered Mar 1, 2006 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address