DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ian Thomas Robertson
Feed of 09/14/2026
Also filed as Ian T Robertson
At current firm
10 y
since Oct 16, 2015
In the industry
38 y
since Jan 6, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Capital Management Services, Inc. independent RIA currentsince Oct 16, 2015 · Manchester, Mo
- Lyons Wealth Management independent RIAOct 24, 2013 to May 26, 2015 · Salem, Sc
- Fortitude Advisory Group L.L.C. independent RIAOct 4, 2010 to Oct 28, 2013 · Gig Harbor, Wa
- Assetmark, Inc. BD affiliatedOct 18, 2004 to Jan 21, 2009 · Concord, Ca
- Lincoln Financial Distributors, Inc. unclassifiedSep 29, 2003 to Nov 5, 2004 · Marietta, Ga
- Manning & Napier Advisory Advantage Company, LLC formerAug 27, 2002 to Sep 17, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Lyons Wealth Management to Capital Management Services, Inc.left May 26, 2015, registered Oct 16, 2015 (143 days) · Other
- Fortitude Advisory Group L.L.C. to Lyons Wealth Managementleft Oct 28, 2013, registered Oct 24, 2013 (-4 days) · Other
- Assetmark, Inc. to Fortitude Advisory Group L.L.C.left Jan 21, 2009, registered Oct 4, 2010 (621 days) · Other
- Lincoln Financial Distributors, Inc. to Assetmark, Inc.left Nov 5, 2004, registered Oct 18, 2004 (-18 days) · Other
- Manning & Napier Advisory Advantage Company, LLC to Lincoln Financial Distributors, Inc.left Sep 17, 2003, registered Sep 29, 2003 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address