DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Fortitude Advisory Group L.L.C.

Independent wealth managerGig Harbor, WashingtonCRD 116083SEC 801-60827websiteIAPD
Latest filing Aug 21, 2026
First filing on the tape Feb 21, 2012 · 86 filings
SEC status approved since Jan 4, 2002
RAUM
$468M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$466M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$31.2M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
86 filings and snapshots on the tape
RAUM$468M as of Aug 21, 2026
Mar 28, 2012$314M then
HNW client RAUM: no history
State-registered IARs (5.B.3)14 as of Aug 21, 2026
Apr 1, 20135 then
Employees (5.A)15 as of Aug 21, 2026
Apr 1, 201359 then
Private funds: no history
RAUM +12% over the last fiscal year+8.4% a year over threeIARs 14 to 14offices 9 to 8
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
RAUM per advisor
$31.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$345,310derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.7derived9 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$466M100%
  • Pension and profit-sharing plans$1.1M0.2%
Individual clients
622reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,354reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Martin David SaltzmanGig Harbor, Wa Jan 2, 200841 y1
Louis Gene ScatignaToms River, Nj Jan 8, 200842 y1
Ronald Joseph WeintraubKentfield, Ca Jul 1, 201137 y2
Ryan Christopher FinniganGig Harbor, WaOct 10, 201627 y2
Craig Douglas JohnsenGig Harbor, WaJan 3, 201735 y2
Andrew Lucas FinniganGig Harbor, WaNov 5, 201921 y4
Stacy Ethyl ShieldsGig Harbor, Wa Jan 4, 202119 y1
Steven Theodore FarrWarrensburg, MoMay 5, 202125 y3
Gregory Vincent MalliaNew York, NyNov 4, 202112 y1
Scott Everett MillsChartered Financial AnalystNew York, NyNov 19, 202121 y0
Ruben Rene RamirezNew York, NyJan 7, 202229 y1
Jacinta Therese EarlGig Harbor, WaDec 2, 202215 y2
Christopher Vernon KimballCertified Financial PlannerLakewood, WaDec 9, 202253 y2
Maia Devon ThomasLaramie, WyDec 16, 202434 y6
Matthew David SanesPlantation, Fl Jan 1, 202518 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Christopher Ryan Finnigan · Co-Managercontrol
    since 09/2016 · owns less than 5%
  • Douglas Craig Johnsen · Co-Manager And Chief Compliance Officercontrol
    since 09/2016 · owns less than 5%
  • Christopher Ryan Finnigan · Ownercontrol
    since 05/2014 · owns 75% or more of Kcsl Ventures, LLC
  • Douglas Craig Johnsen · Ownercontrol
    since 07/2014 · owns 75% or more of Dkj Ventures, LLC
Entity owners
  • Sound Wealth Partners · Owner
    direct · owns 75% or more
  • Dkj Ventures LLC · Owner
    indirect · owns 50% to 75% of Sound Wealth Partners
  • Kcsl Ventures LLC · Owner
    indirect · owns 50% to 75% of Sound Wealth Partners
Related persons
Schedule D 7.A
Advisers that list Fortitude Advisory Group L.L.C. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Gig Harbor, Wa · principal900
New York, Ny300
Toms River, Nj200
Ft Laurderdale, Fl000
Fort Lauderdale, Fl000
Offices
Schedule D 1.F, the 25 largest
  • Portland, OR2 employees
  • Toms River, NJ2 employees
  • New York, NY2 employees
  • Fort Lauderdale, FL2 employees
  • , 1 employees
  • Plantation, FL1 employees
  • Warrensburg, MO1 employees
  • Craftsbury, VT1 employees
What changed
consecutive filings, newest first
  • Accounts · 1,326 to 1,354
    Sep 30, 2025 to Mar 31, 2026
  • BD registered reps · 3 to 2
    Sep 30, 2025 to Mar 31, 2026
  • Individual clients · 654 to 622
    Sep 30, 2025 to Mar 31, 2026
  • Assets in custody · 2014221.0 to unset
    Sep 30, 2025 to Mar 31, 2026
  • Custody of client assets · true to false
    Sep 30, 2025 to Mar 31, 2026
  • Insurance-licensed employees · 1 to 0
    Sep 30, 2025 to Mar 31, 2026
  • Other offices · 9 to 8
    Sep 30, 2025 to Mar 31, 2026
  • Discretionary RAUM · $415M to $466M
    Sep 30, 2025 to Mar 31, 2026
  • Individual RAUM · $415M to $466M
    Sep 30, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $2.1M to $1.1M
    Sep 30, 2025 to Mar 31, 2026
  • Pension RAUM · $2.1M to $1.1M
    Sep 30, 2025 to Mar 31, 2026
  • RAUM · $417M to $468M
    Sep 30, 2025 to Mar 31, 2026
  • Financial planning clients · 51-100 to 51-100
    May 8, 2025 to Jun 9, 2025
  • Accounts · 1,543 to 1,326
    Jan 16, 2025 to Apr 1, 2025
  • Advisory employees · 17 to 15
    Jan 16, 2025 to Apr 1, 2025
  • BD registered reps · 5 to 3
    Jan 16, 2025 to Apr 1, 2025
  • Individual clients · 682 to 654
    Jan 16, 2025 to Apr 1, 2025
  • Assets in custody · $3.5M to $2.0M
    Jan 16, 2025 to Apr 1, 2025
  • Employees · 26 to 15
    Jan 16, 2025 to Apr 1, 2025
  • Insurance-licensed employees · 0 to 1
    Jan 16, 2025 to Apr 1, 2025
  • State-registered IARs · 16 to 14
    Jan 16, 2025 to Apr 1, 2025
  • Discretionary RAUM · $425M to $415M
    Jan 16, 2025 to Apr 1, 2025
  • Individual RAUM · $425M to $415M
    Jan 16, 2025 to Apr 1, 2025
  • Non-discretionary RAUM · $4.3M to $2.1M
    Jan 16, 2025 to Apr 1, 2025
  • Pension RAUM · $4.3M to $2.1M
    Jan 16, 2025 to Apr 1, 2025
  • RAUM · $430M to $417M
    Jan 16, 2025 to Apr 1, 2025
  • Advisory employees · 16 to 17
    Mar 26, 2024 to Jan 16, 2025
  • Employees · 25 to 26
    Mar 26, 2024 to Jan 16, 2025
  • Other offices · 8 to 9
    Mar 26, 2024 to Jan 16, 2025
  • Accounts · 1,562 to 1,543
    Sep 15, 2023 to Mar 26, 2024
  • Advisory employees · 15 to 16
    Sep 15, 2023 to Mar 26, 2024
  • Individual clients · 811 to 682
    Sep 15, 2023 to Mar 26, 2024
  • Pension plan clients · 5.0 to unset
    Sep 15, 2023 to Mar 26, 2024
  • Assets in custody · $2.2M to $3.5M
    Sep 15, 2023 to Mar 26, 2024
  • Insurance-licensed employees · 1 to 0
    Sep 15, 2023 to Mar 26, 2024
  • State-registered IARs · 15 to 16
    Sep 15, 2023 to Mar 26, 2024
  • Other offices · 9 to 8
    Sep 15, 2023 to Mar 26, 2024
  • Discretionary RAUM · $363M to $425M
    Sep 15, 2023 to Mar 26, 2024
  • Individual RAUM · $363M to $425M
    Sep 15, 2023 to Mar 26, 2024
  • Non-discretionary RAUM · $4.1M to $4.3M
    Sep 15, 2023 to Mar 26, 2024
Signals
5 dated events
  • Michelle Cari Blouin left Fortitude Advisory Group L.L.C. for Weitz Financial Group Llc (registered 2023-09-12)
    May 2, 2024 · Advisor changed firm · fact
  • Peter Eric Weitz left Fortitude Advisory Group L.L.C. for Weitz Financial Group Llc (registered 2023-09-12)
    Apr 3, 2024 · Advisor changed firm · fact
  • Kenneth John Peterson left Fortitude Advisory Group L.L.C. for Mutual Advisors, Llc (registered 2024-02-28)
    Mar 13, 2024 · Advisor changed firm · fact
  • James W Sumner left Fortitude Advisory Group L.L.C. for Ashton Thomas Private Wealth (registered 2026-01-06)
    Nov 21, 2022 · Advisor changed firm · fact
  • Fortitude Advisory Group L.L.C. reported RAUM $337.4M, up 77% from $191.1M (2021-10-06 to 2022-03-30)
    Mar 30, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
660-362-1858reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/proactive-planning-partners-wealth-manareportedpublic record, Form ADV, Sep 17, 2026
Website
farrfin.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
253-470-4977reportedpublic record, Form ADV, Aug 21, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$31.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026