RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•••••• R•••
- R••• W••••• A•••••••• L•• independent RIA currentsince Jun 12, 2019 · Columbus, Oh
- A•••••••• R••••••••• G•••• formerMay 12, 2015 to Jun 18, 2019 · Columbus, Oh
- S•••••••• I••••••••• I••• formerJan 4, 2013 to Apr 28, 2015 · Dayton, Oh
- S•••• S••••••••• I•• unclassifiedMar 4, 2011 to Dec 31, 2012 · Dayton, Oh
- G••••• F•••••••• P•••••• C••••••• I••• formerFeb 18, 2010 to Mar 3, 2011 · Columbus, Oh
- P••• A••••• S••••••••• L•• BD affiliatedJan 4, 2007 to Jul 21, 2008 · Columbus, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 7, 2000 to Nov 18, 2003 · Columbus, Oh
- A•••••••• R••••••••• G•••• to R••• W••••• A•••••••• L••left Jun 18, 2019, registered Jun 12, 2019 (-6 days) · RIA to RIA
- S•••••••• I••••••••• I••• to A•••••••• R••••••••• G••••left Apr 28, 2015, registered May 12, 2015 (14 days) · Other
- S•••• S••••••••• I•• to S•••••••• I••••••••• I•••left Dec 31, 2012, registered Jan 4, 2013 (4 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to S•••• S••••••••• I••left Mar 3, 2011, registered Mar 4, 2011 (1 days) · Other
- P••• A••••• S••••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left Jul 21, 2008, registered Feb 18, 2010 (577 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Nov 18, 2003, registered Jan 4, 2007 (1143 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address