RIA Intelligence

Professional profile

LINKEDIN.COM/IN/A•••-N•••••reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• N••••• W••••• M••••••••• L•• state registered current
  since Aug 9, 2011 · Phoenix, Az
• I••••••••• F•••••••• G••••• L•• BD affiliated
  Oct 21, 2005 to Sep 30, 2011 · Phoenix, Az
• I••••••••• F•••••••• G••••• L•• unclassified
  Jan 14, 2004 to Oct 21, 2005 · Phoenix, Az
• S••••• S••••••••• C••••••••• unclassified
  Apr 11, 2002 to Dec 11, 2003 · Phoenix, Az

• I••••••••• F•••••••• G••••• L•• to N••••• W••••• M••••••••• L••
  left Sep 30, 2011, registered Aug 9, 2011 (-52 days) · Other
• I••••••••• F•••••••• G••••• L•• to I••••••••• F•••••••• G••••• L••
  left Oct 21, 2005, registered Oct 21, 2005 (0 days) · Other
• S••••• S••••••••• C••••••••• to I••••••••• F•••••••• G••••• L••
  left Dec 11, 2003, registered Jan 14, 2004 (34 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address