DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Douglas Talgo
Feed of 09/14/2026
At current firm
14 y
since Nov 1, 2011
In the industry
38 y
since Jan 20, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Nov 1, 2011 · Carlsbad, Ca
- Stone & Youngberg LLC formerJan 20, 2004 to Nov 3, 2011 · San Diego, Ca
- Wells Fargo Advisors wirehouseJul 1, 2003 to Oct 21, 2003 · La Jolla, Ca
- Prudential Equity Group, LLC unclassifiedJul 23, 1993 to Jul 1, 2003 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- Stone & Youngberg LLC to Stifel, Nicolaus & Company, Incorporatedleft Nov 3, 2011, registered Nov 1, 2011 (-2 days) · channel change inside one enterprise, not a move
- Wells Fargo Advisors to Stone & Youngberg LLCleft Oct 21, 2003, registered Jan 20, 2004 (91 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address