R••••• J•••• B••••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Jun 29, 2020 · Toledo, Oh
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Jul 6, 2020 · Perrysburg, Oh
• A• G• E•••••• • S•••• I••• unclassified
  Nov 14, 2005 to Jan 1, 2008 · Sylvania, Oh
• M••••• S•••••• D• I••• unclassified
  Apr 23, 2001 to Nov 17, 2005 · Toledo, Oh

• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left Jul 6, 2020, registered Jun 29, 2020 (-7 days) · Wirehouse to independent RIA · moved with a team
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
• M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••
  left Nov 17, 2005, registered Nov 14, 2005 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address