S••••• E••••• J••••

• I••••••••• F•••••••• G••••• L•• BD affiliated current
  since Jan 8, 2024 · Waukesha, Wi
• M•• F•••••••• S•••••••• I••• former
  Dec 2, 2005 to Nov 10, 2011 · Chicago, Il
• M•••••• I••••••••• F••• S••••••• L•• unclassified
  Jan 9, 2001 to Jan 10, 2006 · Milwaukee, Wi

• M•• F•••••••• S•••••••• I••• to I••••••••• F•••••••• G••••• L••
  left Nov 10, 2011, registered Jan 8, 2024 (4442 days) · Other
• M•••••• I••••••••• F••• S••••••• L•• to M•• F•••••••• S•••••••• I•••
  left Jan 10, 2006, registered Dec 2, 2005 (-39 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address