RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M• M•••••
- C••••••••• P••••••• A••••••• L•• state registered currentsince Aug 28, 2023 · Boston, Ma
- U•• F•••••••• S••••••• I••• wirehouseDec 10, 2014 to Jun 23, 2017 · Weehawken, Nj
- P••••• I••••••••• M••••••••• L•• asset managerDec 5, 2001 to Apr 22, 2002 · Boston, Ma
- U•• F•••••••• S••••••• I••• to C••••••••• P••••••• A••••••• L••left Jun 23, 2017, registered Aug 28, 2023 (2257 days) · Wirehouse to a state-registered adviser
- P••••• I••••••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••left Apr 22, 2002, registered Dec 10, 2014 (4615 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address