DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Putnam Investment Management, LLC
Latest filing Sep 16, 2026
First filing on the tape Mar 29, 2012 · 49 filings
SEC status approved since Nov 19, 1971
RAUM
$117B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
3.2%
$3.8B individuals and HNW
Advisors
57
registered through the firm on IAPD
RAUM per advisor
$2.1B
derived; firm RAUM over IAPD count
Employees
139
72 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$117B as of Feb 3, 2026
Mar 29, 2012$71B then
HNW client RAUM$605M as of Feb 3, 2026
Dec 23, 2024$9.2M then
State-registered IARs (5.B.3)1 as of Feb 3, 2026
Mar 29, 20120 then
Employees (5.A)139 as of Feb 3, 2026
Mar 28, 2013253 then
Private funds: no history
RAUM +38% over the last fiscal year+8.7% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- $2.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 284derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $31.8MderivedHNW RAUM over HNW clients
- Average account
- $7.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 57.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$104B89%
- Other investment advisers$6.7B5.7%
- Individuals$3.2B2.7%
- Pooled investment vehicles$1.5B1.2%
- Insurance companies$764M0.7%
- High-net-worth individuals$605M0.5%
- Corporations and businesses$127M0.1%
- Charitable organizations$55.6M0.0%
- Pension and profit-sharing plans$8.0M0.0%
- State and municipal entities$3.2M0.0%
- Individual clients
- 16,168reported
- HNW clients
- 19reported
- Pension plan clients
- 39reported
- Charitable clients
- 21reported
- Accounts
- 16,432reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $9.6B managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.96 institutional_share=0.01 related_bd=true related_bank=true bd_reps=14.0 bank_owner=falsederived
Advisors registered through the firm
57 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Anne Marie Kinsman | Boston, Ma | Nov 5, 2007 | 38 y | 0 |
| James E Halloran | Boston, Ma | Jan 30, 2008 | 34 y | 1 |
| Paul Jeffrey Roche | Boston, Ma | Feb 1, 2008 | 29 y | 1 |
| Lindsay Taylor Lukacs | Boston, Ma | Feb 1, 2008 | 20 y | 1 |
| Daniel Santino Dipietro | Boston, Ma | Feb 1, 2008 | 26 y | 1 |
| Kathleen Marie Irish | Boston, Ma | Feb 1, 2008 | 22 y | 1 |
| Jonathan Carl Splaine | Boston, Ma | Feb 1, 2008 | 22 y | 1 |
| Dennis Tierney Corbett | Boston, Ma | Feb 13, 2008 | 30 y | 1 |
| Joseph Michael Kealty | Boston, Ma | Feb 13, 2008 | 23 y | 1 |
| Bryan Allen Schwarz | Boston, Ma | Feb 7, 2012 | 32 y | 1 |
| Chad Jeremy Kastner | Boston, Ma | Jul 1, 2014 | 28 y | 0 |
| David Charles Fischer | Boston, Ma | Oct 5, 2015 | 22 y | 1 |
| Megan Lynne AverittChartered Financial Analyst | Boston, Ma | Jan 25, 2016 | 11 y | 0 |
| Michael Anthony GiulianoChartered Financial Analyst | Boston, Ma | Jan 25, 2016 | 11 y | 0 |
| Kevin R. Monaghan | Boston, Ma | Feb 1, 2016 | 15 y | 0 |
| Caitlin G. Baggeroer | Boston, Ma | Jun 7, 2016 | 15 y | 0 |
| Caroline Griffith Edwards | Boston, Ma | Apr 30, 2018 | 21 y | 0 |
| Judith Ann Minsk | Boston, Ma | May 7, 2018 | 32 y | 0 |
| Jyotsana Wadera-Sandhu | Boston, Ma | Jun 13, 2018 | 27 y | 0 |
| Daniel Bradley Johnson | Boston, Ma | Mar 13, 2019 | 10 y | 0 |
| Daniel Michael Fogarty | Boston, Ma | Mar 13, 2019 | 12 y | 0 |
| Alexandra Grace Dragonas | Boston, Ma | Aug 21, 2019 | 13 y | 0 |
| Jonathan Michael SchreiberChartered Financial Analyst | Boston, Ma | Oct 2, 2019 | 16 y | 0 |
| Jonathan Arnold CooleyChartered Financial Consultant | Boston, Ma | Oct 8, 2019 | 31 y | 0 |
| Seamus Swanson YoungChartered Financial Analyst | Boston, Ma | Oct 30, 2019 | 17 y | 0 |
| Alex Joseph Calabro | Boston, Ma | Nov 13, 2019 | 10 y | 0 |
| Kelsy Marie Phinney | Boston, Ma | Nov 27, 2019 | 21 y | 0 |
| Gregory Kelly Shannahan | Boston, Ma | Feb 3, 2020 | 43 y | 0 |
| Stacy Lynn Zenger | Boston, Ma | Apr 8, 2020 | 16 y | 1 |
| Caroline Lindseth Stone | Boston, Ma | Jun 9, 2020 | 14 y | 1 |
| Cassandra Elizabeth Cieplik | Boston, Ma | Nov 3, 2020 | 13 y | 0 |
| Patrick Thomas Laffin | Boston, Ma | Jun 24, 2021 | 11 y | 0 |
| Angela T Caggiano | Boston, Ma | Aug 31, 2021 | 12 y | 1 |
| Joel Jacob Stevens | Boston, Ma | Oct 25, 2021 | 11 y | 0 |
| Matthew Francis Ditondo | Boston, Ma | Oct 25, 2021 | 11 y | 0 |
| Michel George BoulosChartered Financial Analyst | Boston, Ma | Feb 23, 2022 | 19 y | 2 |
| Abdulai Barry | Boston, Ma | Apr 5, 2022 | 10 y | 0 |
| Elvis Guerrero Dejesus | Boston, Ma | Apr 12, 2022 | 13 y | 0 |
| Eric Matthew Nighorn | Boston, Ma | Apr 24, 2022 | 10 y | 0 |
| Asad A Elmi | Boston, Ma | Jul 7, 2022 | 13 y | 2 |
Advisor movement
6 left, 0 joined in 12 months
net -6 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount42 left over 36 months
Left, latest
- Catherine Mezes Arnold to Ameriprise Financial Services, LLCAug 24, 2026 · Other
- Ryan Patrick Birch to Wells Fargo AdvisorsJun 23, 2026 · Other
- Grace Anne Mckenna to Blackrock Investment Management, LLCJun 1, 2026 · Other
- Sophia Maxine Starr to Blackrock Investment Management, LLCApr 2, 2026 · Other
- Patrick Wild to Hsbc Securities (USA) Inc.Apr 2, 2026 · Other
- Charles Edward Congdon to RBC Capital Markets, LLCDec 12, 2025 · Other
- Jordan P Reals to Tcw Investment Management Company LLCAug 19, 2025 · Other
- Michael Edward Cronin to Northern Trust Investments, IncorporatedMay 27, 2025 · Other
- Adam Steven Deangelis to Capital Client Group, Inc.Mar 3, 2025 · Other
- Michael P Meehan to Federated Global Investment Management Corp.Jan 29, 2025 · Other
- Kelly Jean Moore to Wpcg Advisory, LLCJan 17, 2025 · Other
- John Robert Mckay to MML Investors Services, LLCDec 23, 2024 · Other
- Grace Kathleen Bumpus to RBC Capital Markets, LLCDec 17, 2024 · Other
- George Dwight Moore to John Hancock Investment Management LLCDec 10, 2024 · Other
- Abigail C. Wedge to Fidelity Personal And Workplace AdvisorsAug 8, 2024 · Other
Joined, latest
- Benjamin M Decoteau from Morgan StanleyJun 14, 2023 · Other
- Curtis M Sahler from Morgan StanleyMay 31, 2023 · Other
- Marc J Zampanti from Sentinel Pension Advisors, LLC.Oct 25, 2022 · Other
- Matthew French from A. G. Edwards & Sons, Inc.Oct 25, 2022 · Other
- Thomas Edward Zanellato from Nuveen Asset Management, LLCOct 18, 2022 · Other
- Brett Brian Abilheira-Cargill from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 16, 2022 · Other
- Asad A Elmi from Charles Schwab & Co., Inc.Jul 7, 2022 · Other
- William Arthur Oneil from Amundi Asset Management US, Inc.May 25, 2022 · Other
- Thomas Jerome Schmidt from Cetera Advisor Networks LLCApr 12, 2022 · Other
- Michel George Boulos from Morgan StanleyFeb 23, 2022 · Other
- Angela T Caggiano from Goldman Sachs Wealth Services, L.P.Aug 31, 2021 · Other
- Timothy Michael Buick from Logan Capital Management, Inc.Jun 24, 2021 · Other
- Marie Ellen Sparks from Td Ameritrade Investment Management, LLCMar 2, 2021 · Other
- Stacy Lynn Zenger from Waddell & ReedApr 8, 2020 · Other
- Patrick Scanlon from John Hancock Investment Management LLCJan 23, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F. James Clark · Chief Compliance Officercontrolsince 01/2016 · owns less than 5%
- Sonal Desai · Executive Vice Presidentcontrolsince 01/2024 · owns less than 5%
- Lindsey Oshita · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Shepherd Richard Perkins · Presidentcontrolsince 01/2024 · owns less than 5%
- Jay Adam Petryk · Executive Vice Presidentcontrolsince 01/2024 · owns less than 5%
- Paul Leeor Avigdor · Treasurersince 01/2024 · owns less than 5%
- Clifton Thomas Merchant · Chief Legal Officersince 01/2024 · owns less than 5%
Entity owners
- Putnam U.S. Holdings I, LLC · 100% Ownerdirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
- Legg Mason, Inc. · 100% Ownerindirect · owns 75% or more of Templeton Worldwide, Inc.
- Templeton Worldwide, Inc. · 100% Ownerindirect · owns 75% or more of Putnam U.S. Holdings I, LLC
Related persons
Schedule D 7.A
- Benefit Street Partners Limitedinvestment adviserbanknRAUM $23B
- Bsp Ny LLCinvestment adviserbanknRAUM $14B
- Benefit Street Partners L.L.C.investment advisernRAUM $28B
- Brandywine Global Investment Management (Asia) Pte. Ltd.investment advisery
- Brandywine Global Investment Management, LLCinvestment adviserbankpooled vehicle sponsoryRAUM $65B
- Bsp Clo Management LLCinvestment advisernRAUM $12B
- China Life Franklin Asset Management Co., Limitedinvestment advisern
- Clarion Partners Emea Limitedbroker-dealern
- Clarion Partners Europe (U.K.) Limitedbroker-dealerinvestment advisern
- Clarion Partners Europe Limitedinvestment advisern
- Clarion Partners Securities, LLCbroker-dealern
- Clarion Partnersbroker-dealerinvestment advisernRAUM $74B
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments Limitedinvestment advisern
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $185B
- Darby Asia Investors (Hk), Ltd.investment advisern
- Darby Asia Investors, Ltd.investment advisern
- Darby Overseas Partners, L.P.investment advisernRAUM $154M
- Fiduciary Trust Company Of Canadainvestment advisern
- Fiduciary Trust International, LLCinvestment adviserbanknRAUM $7.7B
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Advisory Services, LLCinvestment adviserbanknRAUM $14B
- Franklin Bsp Capital Adviser LLCinvestment advisernRAUM $4.2B
- Franklin Distributors, LLCbroker-dealern
- Franklin Mutual Advisers, LLCinvestment adviserbanknRAUM $43B
- Franklin Templeton Alts Brasil Admin. De Investimentos Ltda.investment advisery
- Franklin Templeton Asset Management (Malaysia) Sdn. Bhd.investment advisern
- Franklin Templeton Asset Management Mexico, S.A. De C.V., Sociedad Operadora De Fondos De Inversioninvestment advisern
- Franklin Templeton Australia Limitedinvestment adviserbankn
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
Advisers that list Putnam Investment Management, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 57 | 0 | 6 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Feb 3, 2026accounts (Item 5.F.2.f) moved from 559.0 to 16,432.0 (+2840.0%) between the annual amendments of 2025-01-10 and 2026-02-03; the peer median change was +4.0% (111 comparable advisers, 100.0th percentile of changes)peers: asset managers, $20B and over (111) · 100% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetFeb 3, 2026 to Sep 16, 2026
- Succession · false to unsetFeb 3, 2026 to Sep 16, 2026
- Accounts · 559 to 16,432Jan 10, 2025 to Dec 24, 2025
- Advisory employees · 51 to 72Jan 10, 2025 to Dec 24, 2025
- Charity clients · 10 to 21Jan 10, 2025 to Dec 24, 2025
- Corporate clients · 22 to 87Jan 10, 2025 to Dec 24, 2025
- HNW clients · unset to 19.0Jan 10, 2025 to Dec 24, 2025
- Individual clients · 387 to 16,168Jan 10, 2025 to Dec 24, 2025
- Pension plan clients · 11 to 39Jan 10, 2025 to Dec 24, 2025
- Pooled vehicle clients · unset to 6.0Jan 10, 2025 to Dec 24, 2025
- Assets in custody · $859M to $0Jan 10, 2025 to Dec 24, 2025
- Employees · 197 to 139Jan 10, 2025 to Dec 24, 2025
- Discretionary RAUM · $85B to $111BJan 10, 2025 to Dec 24, 2025
- HNW RAUM · $9.2M to $605MJan 10, 2025 to Dec 24, 2025
- Individual RAUM · $136M to $3.2BJan 10, 2025 to Dec 24, 2025
- Non-discretionary RAUM · $0 to $6.7BJan 10, 2025 to Dec 24, 2025
- Pension RAUM · $1.1M to $8.0MJan 10, 2025 to Dec 24, 2025
- Pooled vehicle RAUM · unset to 1458182348.0Jan 10, 2025 to Dec 24, 2025
- RAUM · $85B to $117BJan 10, 2025 to Dec 24, 2025
- Wrap assets (manager) · $238M to $9.6BJan 10, 2025 to Dec 24, 2025
- Financial planning clients · unset to Dec 23, 2024 to Jan 10, 2025
- Accounts · 180 to 559Sep 27, 2024 to Dec 23, 2024
- Advisory employees · 165 to 51Sep 27, 2024 to Dec 23, 2024
- BD registered reps · 4 to 14Sep 27, 2024 to Dec 23, 2024
- Charity clients · unset to 10.0Sep 27, 2024 to Dec 23, 2024
- Corporate clients · 0 to 22Sep 27, 2024 to Dec 23, 2024
- HNW clients · 0.0 to unsetSep 27, 2024 to Dec 23, 2024
- Individual clients · 7 to 387Sep 27, 2024 to Dec 23, 2024
- Pension plan clients · 0 to 11Sep 27, 2024 to Dec 23, 2024
- Pooled vehicle clients · 0.0 to unsetSep 27, 2024 to Dec 23, 2024
- Assets in custody · $430M to $859MSep 27, 2024 to Dec 23, 2024
- Employees · 330 to 197Sep 27, 2024 to Dec 23, 2024
- Discretionary RAUM · $98B to $85BSep 27, 2024 to Dec 23, 2024
- HNW RAUM · unset to 9209636.0Sep 27, 2024 to Dec 23, 2024
- Individual RAUM · $3.6M to $136MSep 27, 2024 to Dec 23, 2024
- Pension RAUM · unset to 1068209.0Sep 27, 2024 to Dec 23, 2024
- RAUM · $98B to $85BSep 27, 2024 to Dec 23, 2024
- Wrap assets (manager) · $8.9M to $238MSep 27, 2024 to Dec 23, 2024
- Accounts · 168 to 180Jan 31, 2024 to Mar 30, 2024
- Advisory employees · 181 to 165Jan 31, 2024 to Mar 30, 2024
Signals
60 dated events
- Catherine Mezes Arnold left Putnam Investment Management, Llc for Ameriprise Financial Services, Llc (registered 2026-09-02)Aug 24, 2026 · Advisor changed firm · fact
- Ryan Patrick Birch left Putnam Investment Management, Llc for Wells Fargo Advisors (registered 2026-08-04)Jun 23, 2026 · Advisor changed firm · fact
- Grace Anne Mckenna left Putnam Investment Management, Llc for Blackrock Investment Management, Llc (registered 2026-06-05)Jun 1, 2026 · Advisor changed firm · fact
- Patrick Wild left Putnam Investment Management, Llc for Hsbc Securities (Usa) Inc. (registered 2026-04-17)Apr 2, 2026 · Advisor changed firm · fact
- Sophia Maxine Starr left Putnam Investment Management, Llc for Blackrock Investment Management, Llc (registered 2026-04-02)Apr 2, 2026 · Advisor changed firm · fact
- Putnam Investment Management, Llc reported RAUM $117.2B, up 38% from $85.2B (2025-01-10 to 2025-12-24)Dec 24, 2025 · RAUM change · derived
- Charles Edward Congdon left Putnam Investment Management, Llc for Rbc Capital Markets, Llc (registered 2025-12-18)Dec 12, 2025 · Advisor changed firm · fact
- Jordan P Reals left Putnam Investment Management, Llc for Tcw Investment Management Company Llc (registered 2026-03-16)Aug 19, 2025 · Advisor changed firm · fact
- Michael Edward Cronin left Putnam Investment Management, Llc for Northern Trust Investments, Incorporated (registered 2025-09-02)May 27, 2025 · Advisor changed firm · fact
- Adam Steven Deangelis left Putnam Investment Management, Llc for Capital Client Group, Inc. (registered 2025-03-13)Mar 3, 2025 · Advisor changed firm · fact
- Michael P Meehan left Putnam Investment Management, Llc for Federated Securities Corp. (registered 2025-02-04)Jan 29, 2025 · Advisor changed firm · fact
- Kelly Jean Moore left Putnam Investment Management, Llc for Wpcg Advisory, Llc (registered 2025-07-18)Jan 17, 2025 · Advisor changed firm · fact
- John Robert Mckay left Putnam Investment Management, Llc for Mml Investors Services, Llc (registered 2025-02-26)Dec 23, 2024 · Advisor changed firm · fact
- Grace Kathleen Bumpus left Putnam Investment Management, Llc for Rbc Capital Markets, Llc (registered 2025-01-08)Dec 17, 2024 · Advisor changed firm · fact
- George Dwight Moore left Putnam Investment Management, Llc for John Hancock Investment Management Llc (registered 2025-05-07)Dec 10, 2024 · Advisor changed firm · fact
- Abigail C. Wedge left Putnam Investment Management, Llc for Fidelity Personal And Workplace Advisors (registered 2024-09-25)Aug 8, 2024 · Advisor changed firm · fact
- James Francis Puleo left Putnam Investment Management, Llc for Kurv Investment Management Llc (registered 2026-05-11)Jun 10, 2024 · Advisor changed firm · fact
- William Arthur Oneil left Putnam Investment Management, Llc for Mfs Institutional Advisors Inc. (registered 2026-04-10)May 28, 2024 · Advisor changed firm · fact
- Andrew Leo Humberd left Putnam Investment Management, Llc for Tcw Investment Management Company Llc (registered 2024-05-09)Apr 19, 2024 · Advisor changed firm · fact
- Austin Michael Gilbert left Putnam Investment Management, Llc for Alliancebernstein L.P. (registered 2024-04-23)Apr 15, 2024 · Advisor changed firm · fact
- Roger Andre Desmarais (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Guy Paul Desmarais (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Jay Adam Petryk (Executive Vice President) appeared on Schedule A of Putnam Investment Management, LlcJan 31, 2024 · Control person joined · fact
- Lloyd Robert Reynolds (Chief Executive Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Nmn Guy Fortin (Trustee) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Sonal Desai (Executive Vice President) appeared on Schedule A of Putnam Investment Management, LlcJan 31, 2024 · Control person joined · fact
- S Brett Goldstein (Co-Chief Investment Officer, Global Asset Allocation) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Jefferson Stephen Tate (General Counsel And Chief Legal Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Vincent Michael Salm (Chief Investment Officer, Fixed Income) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
- Sloane Andra Bolotin (Chief Financial Officer) no longer on Schedule A of Putnam Investment Management, Llc (listed 2023-06-12, absent 2024-01-31)Jan 31, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/franklin-templetonreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/putnam-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- putnam.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-292-1000reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026