RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M• H• P• M•••••••
- A•••••••• P•••••••• L•• independent RIA currentsince May 2, 2025 · Houston, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to May 16, 2025 · Houston, Tx
- M••••• S•••••• • C•• L•• unclassifiedMar 27, 2009 to Jun 1, 2009 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 13, 2001 to Apr 15, 2009 · Houston, Tx
- M••••• S•••••• to A•••••••• P•••••••• L••left May 16, 2025, registered May 2, 2025 (-14 days) · Wirehouse to independent RIA · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Apr 15, 2009, registered Mar 27, 2009 (-19 days) · Other
- M• H• P• M••••••• left M••••• S•••••• for A•••••••• P•••••••• L•• (registered 2025-05-02)May 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address