DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

G•••••••• F•••••••• A•••••••• L••

Institutional managerRolling Meadows, IllinoisCRD 146509SEC 801-68868website IAPD

Latest filing Jul 24, 2026

First filing on the tape Mar 29, 2012 · 39 filings

SEC status approved since Mar 17, 2008

RAUM

$195B

reported, Item 5.F

Discretionary

6.6%

of RAUM

Private clients

0.5%

$978M individuals and HNW

Advisors

123

registered through the firm on IAPD

RAUM per advisor

$1.6B

derived; firm RAUM over IAPD count

Employees

235

218 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

39 filings and snapshots on the tape

RAUM$195B as of Jul 24, 2026

Mar 29, 2012$49B then

HNW client RAUM$295M as of Jul 24, 2026

Mar 29, 2024$251M then

State-registered IARs (5.B.3)118 as of Jul 24, 2026

Mar 29, 20120 then

Employees (5.A)235 as of Jul 24, 2026

Mar 27, 201344 then

Private funds: no history

RAUM +7.9% over the last fiscal year+210% a year over threeIARs 118 to 118offices 42 to 36

Practice profile

derived from the filing of Jul 24, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $1.6BderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 32derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.7MderivedHNW RAUM over HNW clients
Average account: $30.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 6.6%derivedof RAUM
Institutional: 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 3.3derived37 offices incl. principal (1.F.5)
RAUM growth, one year: +7.9%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +21%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
Wrap fee program: $870MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$171B92%
State and municipal entities$8.4B4.6%
Corporations and businesses$4.1B2.2%
Insurance companies$847M0.5%
Individuals$682M0.4%
High-net-worth individuals$295M0.2%

Individual clients: 3,770reported
HNW clients: 170reported
Pension plan clients: 2,099reported
Charitable clients: n/areported
Accounts: 6,407reported
Financial planning clients: 251-500reported
Wrap fee programs: $870M sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.01 fund_share=0.0 institutional_share=0.92 related_bd=true related_bank=false bd_reps=83.0derived

Advisors registered through the firm

123 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
T••••• L•• B•••Certified Financial Planner	Burnsville, Mn	Jan 16, 2020	26 y	4
B•••• K•••••Certified Financial Planner	Burnsville, Mn	Jan 16, 2020	18 y	4
R•••••• G• T•••••	Madison, Wi	Apr 8, 2022	26 y	2
D•••• L•••• F••••••Certified Financial Planner, Chartered Financial Consultant	Latham, Ny	Apr 8, 2022	42 y	1
R••••• A•••••••• L••••••Certified Financial Planner	Charlotte, Nc	Apr 14, 2022	12 y	1
L••••• K••••• B•••	Houston, Tx	Apr 14, 2022	18 y	2
T••••• J•••• T••••••	Baton Rouge, La	Apr 14, 2022	17 y	1
S•••••• D••••• M•••	Rolling Meadows, Il	Apr 15, 2022	28 y	3
B••••• J••••• K•••••••Certified Financial Planner	Rockville, Md	Apr 15, 2022	19 y	8
R•••••• J••• B••••	Charlotte, Nc	Apr 15, 2022	40 y	5
D••••• A••••• L••••	Baton Rouge, La	Apr 15, 2022	17 y	2
R•••••• E••••• H•••	Austin, Tx	Apr 15, 2022	26 y	3
A•••••• M•••• B•••••	Rolling Meadows, Il	Apr 15, 2022	33 y	2
M•••••• S••••• L••••	East Hartford, Ct	Apr 15, 2022	32 y	1
A••••• M•••••••• B•••	Rolling Meadows, Il	Apr 16, 2022	22 y	3
R•••••• H••••• K•••••Chartered Financial Consultant	Houston, Tx	Apr 16, 2022	11 y	2
W••••• N••• S••••••Certified Financial Planner	Atlanta, Ga	Apr 18, 2022	14 y	2
C•••• A••• K•••••••	Rolling Meadows, Il	Apr 18, 2022	20 y	2
P••• Y•	Houston, Tx	Apr 18, 2022	10 y	1
C••••••••• C• W••••	Berwyn, Pa	Apr 18, 2022	19 y	5
R••• M••••• O••••Certified Financial Planner	Dallas, Tx	Apr 18, 2022	27 y	2
K•••• M•••••• K•••••••••	Charlotte, Nc	Apr 18, 2022	21 y	2
C••••• J•••••• L••••	Houston, Tx	Apr 18, 2022	10 y	1
M••• V•••••• P••••••	Rolling Meadows, Il	Apr 21, 2022	10 y	1
D••••• B••• B•••••	Oklahoma City, Ok	Apr 21, 2022	29 y	2
A••••• L• R•••	B•••Evue, Wa	Apr 21, 2022	11 y	2
J••••••• M•••• W•••••••	Bloomington, Mn	Apr 21, 2022	14 y	3
N••••• K••• T••••••Certified Financial Planner	Berwyn, Pa	Apr 21, 2022	27 y	3
J•••• J••• P•••••••	B•••Evue, Wa	Apr 21, 2022	25 y	1
S•••• R••• P•••••	Dallas, Tx	Apr 22, 2022	12 y	1
K••• A•••• P••••	Houston, Tx	Apr 22, 2022	22 y	1
K•••• R••• S•••••	Bloomfield Hills, Mi	Apr 22, 2022	18 y	1
W•••••• M•••••• D••••••	East Hartford, Ct	Apr 22, 2022	22 y	1
H•••• S•••• S•••••••Certified Financial Planner	Irvine, Ca	Apr 22, 2022	22 y	4
S••••• A••• N•••	Rolling Meadows, Il	Apr 22, 2022	15 y	2
J•••••• P•••••• S••••••	Wichita, Ks	Apr 22, 2022	11 y	2
M••••••• M•••• L••••••••	Bloomfield Hills, Mi	Apr 22, 2022	10 y	1
M••••• A•••••••• S•••••	Houston, Tx	Apr 22, 2022	10 y	1
M•••••• K••••	Rockville, Md	Apr 22, 2022	20 y	1
S•••• T••••• S•••••Certified Financial Planner	Houston, Tx	Apr 25, 2022	28 y	3

All 123 advisors at G•••••••• F•••••••• A•••••••• L••

Advisor movement

8 left, 14 joined in 12 months

net +6 in 12 months3 left in 90 days3 joined in 90 daysdeparture rate 6.5% of current headcount15 left over 36 months

Left, latest

S•••• J••••• S•••• to O•••••••••
Sep 11, 2026 · Other
A••••• R••••• T•••••• to G••••• R••••••••• P••••••• L••
Jul 28, 2026 · Other
E••••• T••••• W••••• to I•• A••••••• S•••••••• I•••
Jul 21, 2026 · Other
K•••••• K••• S•••••• to R•••••• J•••• • A••••••••• I•••
Feb 13, 2026 · Other
M•••••• B•••• to S••••• W••••• A•••••••• I•••
Jan 2, 2026 · Other
S•••• E• K•••• to V•••••• A•••••••• I•••
Jan 2, 2026 · Other
A••• S•••• M••••••• to W•••• F•••• A•••••••
Oct 9, 2025 · Other
C••••••••• W•••• G•••• to W•••• F•••• A•••••••
Oct 9, 2025 · Other
N•••••• C•••••• D••••••••• to C••• I••••••••• A••••••• S•••••••• L••
Jun 27, 2025 · Other
T••••• Q•••• K••• N•• to M•• S••••••••• L••
Jun 16, 2025 · Other
G•••••• P•••••• to H•• I••••••••• P•••••••• L••
Apr 22, 2025 · Other
J•••• D••••• to C••••••••• A•••• M•••••••••
Feb 19, 2025 · Other
B•••• M• K•••• to M••••• S••••••
Jan 17, 2025 · Other
D••••• E••••• R••••• to S••••• M•••••••••
Nov 26, 2024 · Other
K•••••••• E•••••••• G•••••• to V•••••• A•••••••• I•••
Aug 13, 2024 · Other

Joined, latest

C•••• S••••••••• from E•••••• F•••••••• E••••••
Aug 26, 2026 · Other
E••••• J••••• M•••••• from S••••• I••••••••• M••••••••• L••
Jul 21, 2026 · Other
C•••• F•••••• P••••••• B••• from C••••••• P•••••••
Jul 16, 2026 · Other
T••••• A••• B••••• from U•• A•••••••
Jun 15, 2026 · Other
E••• C•••• H•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••
Jun 1, 2026 · Other
T••••• C•••••••• T••••••• from P••• A••••• S••••••••• L••
Feb 11, 2026 · Other
T•••••• N••••• H••• from P••• A••••• S••••••••• L••
Feb 11, 2026 · Other
V••••• C•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Jan 13, 2026 · Other
R•••• P•••• from L•• F•••••••• L••
Nov 17, 2025 · Other
W••••• C• S•••••• from V•••• F•••••••• A•••••••• I•••
Nov 4, 2025 · Other
K••••••• A•• N•••••• from G••••• R••••••••• P••••••• L••
Oct 2, 2025 · Other
K••••••• P•••••• K••• from L•• F•••••••• L••
Oct 2, 2025 · Other
E•••••••• A•• W••••••• from G••••• R••••••••• P••••••• L••
Oct 1, 2025 · Other
D•••••• I••• from G••••• R••••••••• P••••••• L••
Oct 1, 2025 · Other
S••••• V••••• F••••• from O•••••••••
Aug 28, 2025 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for W•••• F•••• A•••••••
Oct 9, 2025 · Richmond, Va

3 joined from G••••• R••••••••• P••••••• L••
Oct 6, 2025 · San Rafael, Ca
2 joined from L•• F•••••••• L••
Dec 12, 2023 · San Diego, Ca
11 joined from F••••••• L••
May 19, 2023 · Burnsville, Mn · Firm absorbed
2 joined from F••••••• L••
May 19, 2023 · Ocean City, Nj
3 joined from F••••••• L••
May 19, 2023 · Richmond, Va
9 joined from K••••• A••••••• S•••••••• L••
Apr 6, 2022 · Austin, Tx

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

B•••••••• M••••••• J••• · Cfocontrol
since 02/2021 · owns less than 5%
C•••• R••••••• C••• · Vice President And Controllercontrol
since 08/2012 · owns less than 5%
J••••••• M••••••• W•••••• · Vice President And Area President G•••••••• F•••••••• A•••••••• L••control
since 01/2017 · owns less than 5%
J••••• J•••• S•••••• · Vice Presidentcontrol
since 03/2023 · owns less than 5%
M•••••• N••••••• E••••• · Chief Compliance Officercontrol
since 04/2024 · owns less than 5%
R••••• J••••••• · Assistant Secretary, Vp & General Counselcontrol
since 06/2018 · owns less than 5%
Z••••••• W••••••• F• · Presidentcontrol
since 06/2018 · owns less than 5%

Entity owners

G•••••••• B•••••• S•••••••• I••• · Member
direct · owns 75% or more · public reporting company
A••••• J• G•••••••• ••• L•• · Owner
indirect · owns 75% or more of G•••••••• B•••••• S•••••••• I••• · public reporting company
A••••• J• G•••••••• • C•• · Owner
indirect · owns 75% or more of A••••• J• G•••••••• ••• L•• · public reporting company

Related persons

Schedule D 7.A

G•• I•••••••• A•• F•••••••• S•••••••• I•••
real estaten
G•• R••••••••• S•••••••• I•••
broker-dealerinvestment adviserLP sponsorreal estaten

Advisers that list G•••••••• F•••••••• A•••••••• L•• as a related person

108695 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Rolling Meadows, Il · principal	23	4	0
Houston, Tx	10	0	0
Irvine, Ca	9	4	1
Dallas, Tx	7	1	0
Wakefield, Ma	7	0	0
Berwyn, Pa	6	1	0
Baton Rouge, La	6	1	0
Boston, Ma	6	0	0
Charlotte, Nc	6	2	0
Bellevue, Wa	5	0	0
Wichita, Ks	3	0	0
Madison, Wi	3	0	1
East Hartford, Ct	3	0	0
Rockville, Md	3	1	0
San F••••••Co, Ca	3	3	0
Cleveland, Oh	3	1	1
Burnsville, Mn	3	1	0
Atlanta, Ga	2	0	1
Austin, Tx	2	0	0
Bloomfield Hills, Mi	2	0	0

Offices

Schedule D 1.F, the 25 largest

Washington, DC17 employees
Houston, TX13 employees
New York, NY10 employees
Boston, MA7 employees
Cleveland, OH7 employees
Wakefield, MA7 employees
Charlotte, NC7 employees
Bellevue, WA6 employees
Pittsburgh, PA5 employees
Irvine, CA5 employees
Manhattan, KS5 employees
Berwyn, PA4 employees
J•••Sonville, FL4 employees
Baton Rouge, LA3 employees
Bloomington, MN3 employees
Madison, WI3 employees
Atlanta, GA3 employees
Austin, TX3 employees
Bloomfield Hill, MI3 employees
E. Hartford, CT2 employees
Dallas, TX2 employees
Baton Rouge, LA2 employees
Kansas City, MO2 employees
Rockville, MD2 employees
Dublin, OH1 employees

What changed

consecutive filings, newest first

Accounts · 5,754 to 6,407
Oct 7, 2025 to Mar 31, 2026
Advisory employees · 160 to 218
Oct 7, 2025 to Mar 31, 2026
Advisory activities · 6 to 7
Oct 7, 2025 to Mar 31, 2026
BD registered reps · 106 to 83
Oct 7, 2025 to Mar 31, 2026
Corporate clients · 13 to 11
Oct 7, 2025 to Mar 31, 2026
HNW clients · 138 to 170
Oct 7, 2025 to Mar 31, 2026
Individual clients · 3,116 to 3,770
Oct 7, 2025 to Mar 31, 2026
Pension plan clients · 2,081 to 2,099
Oct 7, 2025 to Mar 31, 2026
Assets in custody · $309M to $443M
Oct 7, 2025 to Mar 31, 2026
Employees · 221 to 235
Oct 7, 2025 to Mar 31, 2026
Other offices · 42 to 36
Oct 7, 2025 to Mar 31, 2026
Discretionary RAUM · $13B to $13B
Oct 7, 2025 to Mar 31, 2026
HNW RAUM · $222M to $295M
Oct 7, 2025 to Mar 31, 2026
Individual RAUM · $716M to $682M
Oct 7, 2025 to Mar 31, 2026
Non-discretionary RAUM · $168B to $182B
Oct 7, 2025 to Mar 31, 2026
Pension RAUM · $161B to $171B
Oct 7, 2025 to Mar 31, 2026
RAUM · $181B to $195B
Oct 7, 2025 to Mar 31, 2026
Wrap assets (sponsor) · $886M to $870M
Oct 7, 2025 to Mar 31, 2026
Accounts · 4,100 to 5,754
Apr 10, 2024 to Apr 22, 2025
BD registered reps · 110 to 106
Apr 10, 2024 to Apr 22, 2025
Corporate clients · 8 to 13
Apr 10, 2024 to Apr 22, 2025
HNW clients · 161 to 138
Apr 10, 2024 to Apr 22, 2025
Individual clients · 3,761 to 3,116
Apr 10, 2024 to Apr 22, 2025
Pension plan clients · 160 to 2,081
Apr 10, 2024 to Apr 22, 2025
Assets in custody · unset to 309365137.0
Apr 10, 2024 to Apr 22, 2025
Employees · 211 to 221
Apr 10, 2024 to Apr 22, 2025
Financial planning clients · 251-500 to 251-500
Apr 10, 2024 to Apr 22, 2025
State-registered IARs · 111 to 118
Apr 10, 2024 to Apr 22, 2025
Other offices · 45 to 42
Apr 10, 2024 to Apr 22, 2025
Discretionary RAUM · $10B to $13B
Apr 10, 2024 to Apr 22, 2025
HNW RAUM · $251M to $222M
Apr 10, 2024 to Apr 22, 2025
Individual RAUM · $614M to $716M
Apr 10, 2024 to Apr 22, 2025
Non-discretionary RAUM · $0 to $168B
Apr 10, 2024 to Apr 22, 2025
Pension RAUM · $8.6B to $161B
Apr 10, 2024 to Apr 22, 2025
RAUM · $10B to $181B
Apr 10, 2024 to Apr 22, 2025
Wrap assets (manager) · $98.5M to $0
Apr 10, 2024 to Apr 22, 2025
Wrap assets (sponsor) · $868M to $886M
Apr 10, 2024 to Apr 22, 2025
Accounts · 113 to 4,100
Jan 2, 2024 to Mar 29, 2024
Advisory employees · 122 to 160
Jan 2, 2024 to Mar 29, 2024
BD registered reps · 71 to 110
Jan 2, 2024 to Mar 29, 2024

Signals

60 dated events

S•••• J••••• S•••• left G•••••••• F•••••••• A•••••••• L•• for Onedigital (registered 2026-09-15)
Sep 11, 2026 · Advisor changed firm · fact
A••••• R••••• T•••••• left G•••••••• F•••••••• A•••••••• L•• for G••••• R••••••••• P••••••• L•• (registered 2026-08-10)
Jul 28, 2026 · Advisor changed firm · fact
E••••• T••••• W••••• left G•••••••• F•••••••• A•••••••• L•• for I•• A••••••• S•••••••• I••• (registered 2026-07-24)
Jul 21, 2026 · Advisor changed firm · fact
G•••••••• F•••••••• A•••••••• L•• reported 36 offices beyond its principal office, down from 42 (2025-10-07 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
K•••••• K••• S•••••• left G•••••••• F•••••••• A•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-02-12)
Feb 13, 2026 · Advisor changed firm · fact
M•••••• B•••• left G•••••••• F•••••••• A•••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-01-09)
Jan 2, 2026 · Advisor changed firm · fact
S•••• E• K•••• left G•••••••• F•••••••• A•••••••• L•• for V•••••• A•••••••• I••• (registered 2026-01-05)
Jan 2, 2026 · Advisor changed firm · fact
A••• S•••• M••••••• left G•••••••• F•••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2025-10-06)
Oct 9, 2025 · Advisor changed firm · fact
C••••••••• W•••• G•••• left G•••••••• F•••••••• A•••••••• L•• for W•••• F•••• A••••••• (registered 2025-10-06)
Oct 9, 2025 · Advisor changed firm · fact
2 advisors left G•••••••• F•••••••• A•••••••• L•• (Richmond, VA) for W•••• F•••• A••••••• on the same day
Oct 9, 2025 · Team lift-out · derived
3 advisors left G••••• R••••••••• P••••••• L•• (San Rafael, CA) for G•••••••• F•••••••• A•••••••• L•• on the same day
Oct 6, 2025 · Team lift-out · derived
N•••••• C•••••• D••••••••• left G•••••••• F•••••••• A•••••••• L•• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2025-09-02)
Jun 27, 2025 · Advisor changed firm · fact
T••••• Q•••• K••• N•• left G•••••••• F•••••••• A•••••••• L•• for M•• S••••••••• L•• (registered 2025-05-12)
Jun 16, 2025 · Advisor changed firm · fact
G•••••• P•••••• left G•••••••• F•••••••• A•••••••• L•• for H•• I••••••••• P•••••••• L•• (registered 2025-02-03)
Apr 22, 2025 · Advisor changed firm · fact
G•••••••• F•••••••• A•••••••• L•• reported RAUM $180.6B, up 1663% from $10.2B (2024-04-10 to 2025-04-22)
Apr 22, 2025 · RAUM change · derived
J•••• D••••• left G•••••••• F•••••••• A•••••••• L•• for C••••••••• A•••• M••••••••• (registered 2025-02-18)
Feb 19, 2025 · Advisor changed firm · fact
B•••• M• K•••• left G•••••••• F•••••••• A•••••••• L•• for M••••• S•••••• (registered 2025-08-01)
Jan 17, 2025 · Advisor changed firm · fact
D••••• E••••• R••••• left G•••••••• F•••••••• A•••••••• L•• for S••••• M••••••••• (registered 2024-08-26)
Nov 26, 2024 · Advisor changed firm · fact
K•••••••• E•••••••• G•••••• left G•••••••• F•••••••• A•••••••• L•• for V•••••• A•••••••• I••• (registered 2024-08-14)
Aug 13, 2024 · Advisor changed firm · fact
Hope Natalie Kossak (Chief Compliance Officer) no longer on Schedule A of G•••••••• F•••••••• A•••••••• L•• (listed 2024-03-29, absent 2024-04-10)
Apr 10, 2024 · Control person left · inference
Ettore Nicolas Medina (Chief Compliance Officer) appeared on Schedule A of G•••••••• F•••••••• A•••••••• L••
Apr 10, 2024 · Control person joined · fact
G•••••••• F•••••••• A•••••••• L•• reported RAUM $10.2B, up 57% from $6.5B (2024-01-02 to 2024-03-29)
Mar 29, 2024 · RAUM change · derived
G•••••••• F•••••••• A•••••••• L•• reported 45 offices beyond its principal office, up from 25 (2024-01-02 to 2024-03-29)
Mar 29, 2024 · Office count change · derived
G•••••••• F•••••••• A•••••••• L•• reported 111 state-registered advisory representatives, up from 76 (2024-01-02 to 2024-03-29)
Mar 29, 2024 · Advisor headcount change · derived
2 advisors left L•• F•••••••• L•• (San Diego, CA) for G•••••••• F•••••••• A•••••••• L•• on the same day
Dec 12, 2023 · Team lift-out · derived
F••••••• L••'s advisors moved to G•••••••• F•••••••• A•••••••• L•• (Burnsville, MN): 13 of 21 registered, on the same day
May 19, 2023 · Firm absorbed (people side) · derived
2 advisors left F••••••• L•• (Richmond, VA) for G•••••••• F•••••••• A•••••••• L•• on the same day
May 19, 2023 · Team lift-out · derived
2 advisors left F••••••• L•• (Ocean City, NJ) for G•••••••• F•••••••• A•••••••• L•• on the same day
May 19, 2023 · Team lift-out · derived
G•••••••• F•••••••• A•••••••• L•• reported 25 offices beyond its principal office, up from 4 (2022-04-15 to 2023-03-30)
Mar 30, 2023 · Office count change · derived
G•••••••• F•••••••• A•••••••• L•• reported 76 state-registered advisory representatives, up from 0 (2022-04-15 to 2023-03-30)
Mar 30, 2023 · Advisor headcount change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: kusskefinancial.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 630-773-3800reportedpublic record, Form ADV, Jul 24, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $1.6Bderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026