RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• F•••••• R••••
- I••• W••••• A•••••••• L•• independent RIA currentsince Jan 17, 2014 · West Palm Beach, Fl
- R•••• V••••• W••••• M••••••••• unclassifiedMar 6, 2006 to Jun 26, 2014 · Lebanon, Nj
- M••••••••• F•••••••• G••••• L•• unclassifiedNov 12, 2004 to Feb 2, 2006 · M•••••••••, Nj
- R•••• V••••• W••••• M••••••••• to I••• W••••• A•••••••• L••left Jun 26, 2014, registered Jan 17, 2014 (-160 days) · Other
- M••••••••• F•••••••• G••••• L•• to R•••• V••••• W••••• M•••••••••left Feb 2, 2006, registered Mar 6, 2006 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address