DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••• W••••• A•••••••• L••
Latest filing Sep 14, 2026
First filing on the tape Dec 12, 2013 · 42 filings
SEC status approved since Jan 2, 2014
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.2B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Jan 10, 2015$266M then
HNW client RAUM$1.1B as of Mar 30, 2026
Mar 30, 2018$222M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Jan 10, 20155 then
Employees (5.A)10 as of Mar 30, 2026
Jan 10, 20155 then
Private funds: no history
RAUM +33% over the last fiscal year+32% a year over threeIARs 6 to 6offices 1 to 2
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B87%
- Individuals$135M10%
- Corporations and businesses$37.3M2.9%
- Pension and profit-sharing plans$902,0590.1%
- Individual clients
- 469reported
- HNW clients
- 400reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 892reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=4.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• F•••••• R••••Chartered Financial Consultant | West Palm Beach, Fl | Jan 17, 2014 | 34 y | 2 |
| J•••• J••• V••••••• | West Palm Beach, Fl | Jan 17, 2014 | 24 y | 4 |
| G•••• E••••• S•••••••••Certified Financial Planner | West Palm Beach, Fl | Jan 17, 2014 | 40 y | 0 |
| D••••• P•••• A••••••• | West Palm Beach, Fl | Jun 14, 2019 | 12 y | 0 |
| A•••• R•••••••Certified Financial Planner | Bedminister, Nj | Sep 30, 2022 | 15 y | 0 |
| C••••• J••• A••••• | West Palm Beach, Fl | Jan 30, 2025 | 13 y | 1 |
| C•••••• A•••••• R•••• | Jupiter, Fl | Mar 24, 2026 | 10 y | 0 |
| P••••• F•••••• R•••• | Jupiter, Fl | Mar 24, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• B• G••••••• to L•••• B•••••• • C••• L••Dec 9, 2024 · RIA to RIA
- J•• G•••• to S•••••• A•••• M••••••••• L••Oct 8, 2020 · RIA to RIA
- A••• M••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 24, 2018 · RIA to wirehouse
- D••••• M•••••• R•••••••• to P•••••• A•••••• G••••• L••Jun 20, 2016 · Other
- S••••• T••••• M••••••• to L•• F•••••••• L••Mar 28, 2016 · Other
Joined, latest
- C••••• J••• A••••• from T•••••••• C•••••• A•••••••• L••Jan 30, 2025 · RIA to RIA
- M•••••• B• G••••••• from P•••••••• F•••••••• S•••••••Nov 14, 2018 · RIA to RIA
- A••• M••••••• from M••••• S••••••Jan 11, 2018 · Other
- J•••• J••• V••••••• from J•••• J• V••••••• • C••••••• I•••Jan 17, 2014 · Other
- P••••• F•••••• R•••• from R•••• V••••• W••••• M•••••••••Jan 17, 2014 · Other
- S••••• T••••• M••••••• from M••••••••• F•••••••• G••••• L••Jan 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• P•••••• F•••••• · Membercontrolsince 08/2013 · owns 25% to 50%
- S••••••••• G••••• E••••• · Managing Membercontrolsince 08/2013 · owns 25% to 50%
- V•••••••• J••••• J••• · Member/Chief Compliance Officercontrolsince 08/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Palm Beach, Fl · principal | 5 | 0 | 0 | ||
| Jupiter, Fl | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026S••••••••• G••••• E••••• (MANAGING MEMBER) left Schedule A between the filings of 2013-12-12 and 2026-09-14peers: independent wealth managers, $1B to $5B (1,362)
- business activity changedChange between filings · filing Sep 14, 2026wrap fee program participation (Item 5.I): yes on the filing of 2026-03-30, no on the filing of 2026-09-14peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Mar 30, 2026 to Sep 14, 2026
- Related adviser · false to unsetMar 30, 2026 to Sep 14, 2026
- Related bank · false to unsetMar 30, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetMar 30, 2026 to Sep 14, 2026
- Related insurance company · false to unsetMar 30, 2026 to Sep 14, 2026
- Succession · false to unsetMar 30, 2026 to Sep 14, 2026
- Wrap assets (manager) · 0.0 to unsetMar 30, 2026 to Sep 14, 2026
- Wrap assets (sponsor) · 0.0 to unsetMar 30, 2026 to Sep 14, 2026
- Accounts · 1,014 to 892Oct 20, 2025 to Mar 30, 2026
- Charity clients · 1.0 to unsetOct 20, 2025 to Mar 30, 2026
- Corporate clients · 19 to 21Oct 20, 2025 to Mar 30, 2026
- HNW clients · 518 to 400Oct 20, 2025 to Mar 30, 2026
- Individual clients · 474 to 469Oct 20, 2025 to Mar 30, 2026
- HQ city · BEDMINSTER to WEST PALM BEACHOct 20, 2025 to Mar 30, 2026
- HQ state · NJ to FLOct 20, 2025 to Mar 30, 2026
- Other offices · 1 to 2Oct 20, 2025 to Mar 30, 2026
- Discretionary RAUM · $963M to $1.3BOct 20, 2025 to Mar 30, 2026
- HNW RAUM · $841M to $1.1BOct 20, 2025 to Mar 30, 2026
- Individual RAUM · $89.4M to $135MOct 20, 2025 to Mar 30, 2026
- Pension RAUM · $892,238 to $902,059Oct 20, 2025 to Mar 30, 2026
- RAUM · $963M to $1.3BOct 20, 2025 to Mar 30, 2026
- Accounts · 1,126 to 1,014Apr 23, 2024 to Mar 31, 2025
- Corporate clients · 18 to 19Apr 23, 2024 to Mar 31, 2025
- HNW clients · 408 to 518Apr 23, 2024 to Mar 31, 2025
- Individual clients · 277 to 474Apr 23, 2024 to Mar 31, 2025
- Pension plan clients · 4 to 2Apr 23, 2024 to Mar 31, 2025
- Employees · 9 to 10Apr 23, 2024 to Mar 31, 2025
- Financial planning clients · 1-10 to 1-10Apr 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $710M to $963MApr 23, 2024 to Mar 31, 2025
- HNW RAUM · $577M to $841MApr 23, 2024 to Mar 31, 2025
- Individual RAUM · $66.5M to $89.4MApr 23, 2024 to Mar 31, 2025
- Pension RAUM · $1.3M to $892,238Apr 23, 2024 to Mar 31, 2025
- RAUM · $710M to $963MApr 23, 2024 to Mar 31, 2025
- Accounts · 976 to 1,126Dec 4, 2023 to Mar 21, 2024
- Charity clients · unset to 1.0Dec 4, 2023 to Mar 21, 2024
- Corporate clients · 17 to 18Dec 4, 2023 to Mar 21, 2024
- HNW clients · 361 to 408Dec 4, 2023 to Mar 21, 2024
- Individual clients · 271 to 277Dec 4, 2023 to Mar 21, 2024
- Pension plan clients · 5 to 4Dec 4, 2023 to Mar 21, 2024
- Discretionary RAUM · $555M to $710MDec 4, 2023 to Mar 21, 2024
Signals
7 dated events
- I••• W••••• A•••••••• L•• reported RAUM $1.3B, up 33% from $963.3M (2025-10-20 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- I••• W••••• A•••••••• L•• reported RAUM $963.3M, up 36% from $709.7M (2024-04-23 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- M•••••• B• G••••••• left I••• W••••• A•••••••• L•• for L•••• B•••••• • C••• L•• (registered 2025-01-17)Dec 9, 2024 · a•••••• firm change · fact
- I••• W••••• A•••••••• L•• reported RAUM $709.7M, up 28% from $554.8M (2023-12-04 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- I••• W••••• A•••••••• L•• reported RAUM $677.0M, up 31% from $517.0M (2021-03-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- I••• W••••• A•••••••• L•• reported RAUM $408.8M, up 38% from $296.9M (2017-08-04 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- I••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Dec 12, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ibexwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- elise.sorge@ibexwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- maryann@ibexwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- melissa.didia@ibexwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- philip.rongo@ibexwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-325-8925reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 908-840-1025reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 908-849-4800reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H••••://WWW.I•••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 908-849-4800reportedpublic record, Form ADV, Sep 14, 2026
- Team page
- IBEXWEALTH.COM/team.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026