DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Alan Sands

St. Bernard Financial Services, Inc.BD affiliatedFt. Lauderdale, Fl dual registrantIAPD 1802844

Feed of 09/15/2026

Also filed as Eric Sands

At current firm

2 y

since Nov 30, 2023

In the industry

26 y

since Sep 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

St. Bernard Financial Services, Inc. BD affiliated current
since Nov 30, 2023 · Ft. Lauderdale, Fl
Impact Partnership Wealth, LLC independent RIA
Feb 1, 2023 to Jun 6, 2023 · Fort Lauderdale, Fl
Avantax Advisory Services former
Sep 19, 2014 to Jan 17, 2023 · Fort Lauderdale, Fl
Next Financial Group, Inc. former
Oct 23, 2012 to Sep 4, 2014 · Saint Augustine, Fl
H. Beck, Inc. former
Nov 4, 2011 to Oct 19, 2012 · Fort Launderdale, Fl
Investacorp Advisory Services Inc former
Dec 23, 2010 to Oct 27, 2011 · Ft Lauderdale, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Jun 16, 2010 to Dec 23, 2010 · Boca Raton, Fl
Investors Capital Advisory former
Jan 13, 2005 to May 27, 2010 · Boca Raton, Fl
Eastern Point Advisors Inc. unclassified
Jun 6, 2001 to Dec 31, 2004 · Fort Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

Impact Partnership Wealth, LLC to St. Bernard Financial Services, Inc.
left Jun 6, 2023, registered Nov 30, 2023 (177 days) · RIA to affiliated broker-dealer or bank
Avantax Advisory Services to Impact Partnership Wealth, LLC
left Jan 17, 2023, registered Feb 1, 2023 (15 days) · Affiliated broker-dealer or bank to independent RIA
Next Financial Group, Inc. to Avantax Advisory Services
left Sep 4, 2014, registered Sep 19, 2014 (15 days) · Other
H. Beck, Inc. to Next Financial Group, Inc.
left Oct 19, 2012, registered Oct 23, 2012 (4 days) · Other
Investacorp Advisory Services Inc to H. Beck, Inc.
left Oct 27, 2011, registered Nov 4, 2011 (8 days) · Other
Cambridge Investment Research Advisors, Inc. to Investacorp Advisory Services Inc
left Dec 23, 2010, registered Dec 23, 2010 (0 days) · Other
Investors Capital Advisory to Cambridge Investment Research Advisors, Inc.
left May 27, 2010, registered Jun 16, 2010 (20 days) · Other
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 13, 2005 (13 days) · corporate re-registration, not a move

Signals

Eric Alan Sands left Impact Partnership Wealth, Llc for St. Bernard Financial Services, Inc. (registered 2023-11-30)
Jun 6, 2023 · Advisor changed firm · fact
Eric Alan Sands left Avantax Advisory Services for Impact Partnership Wealth, Llc (registered 2023-02-01)
Jan 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address