DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••• P••••••••• W•••••• L••
Latest filing Sep 10, 2026
First filing on the tape Apr 16, 2021 · 49 filings
SEC status approved since May 24, 2021
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$2.9B individuals and HNW
Advisors
88
registered through the firm on IAPD
RAUM per advisor
$33.7M
derived; firm RAUM over IAPD count
Employees
100
89 advisory (5.B.1)
Offices
79
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$3.0B as of Mar 31, 2026
Mar 31, 2022$137M then
HNW client RAUM$971M as of Mar 31, 2026
Mar 31, 2022$41.3M then
State-registered IARs (5.B.3)89 as of Mar 31, 2026
Mar 31, 202219 then
Employees (5.A)100 as of Mar 31, 2026
Mar 31, 202224 then
Private funds: no history
RAUM +76% over the last fiscal year+117% a year over threeIARs 72 to 89
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $33.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $184,579derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.1derived80 offices incl. principal (1.F.5)
- RAUM growth, one year
- +76%derivedbetween the last two annual amendments
- Advisor growth, one year
- +24%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +57%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $3.0BreportedItem 5.I
- Custody
- $660M, 3,788 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.0B67%
- High-net-worth individuals$971M33%
- Corporations and businesses$13.6M0.5%
- Pension and profit-sharing plans$6.6M0.2%
- Individual clients
- 7,476reported
- HNW clients
- 512reported
- Pension plan clients
- 7reported
- Charitable clients
- n/areported
- Accounts
- 16,058reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $1.9B sponsored, $0 managedreported
- Custody of client assets
- $660M for 3,788 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
88 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• R••••• J•••••• | Marietta, Ga | Jul 30, 2021 | 15 y | 3 |
| M•••••• C•••• W••••••••• | M••••Tta, Ga | Aug 26, 2021 | 13 y | 1 |
| M•••••• T••••• R••••••••• | Lincoln, Ne | Aug 27, 2021 | 23 y | 4 |
| E••••• W•••••• N•••• | M••••Tta, Ga | Oct 19, 2021 | 15 y | 1 |
| L••• S••••• B•••••• | St George, Ut | Feb 16, 2022 | 40 y | 3 |
| E••• F•••••• W••• | Marietta, Ga | Mar 25, 2022 | 15 y | 0 |
| C•••• R•• H••••• | Marietta, Ga | Apr 4, 2022 | 10 y | 3 |
| R•••••• W•••• W••••• | Auburn, Ne | Apr 6, 2022 | 19 y | 3 |
| A•••••••• V•••••••• | Wilmington, De | May 4, 2022 | 14 y | 1 |
| M••• D•••• T••••• | Fort Wayne, In | Jul 22, 2022 | 27 y | 4 |
| S•••• C•••••• S•••••• | Newport News, Va | Aug 8, 2022 | 12 y | 0 |
| D••• L•••••••• K••••Certified Financial Planner | Henderson, Nv | Aug 22, 2022 | 28 y | 2 |
| R•••• B•••• K•••• | Marietta, Ga | Oct 3, 2022 | 11 y | 1 |
| P••• L••••••• C•••••• | Marietta, Ga | Nov 14, 2022 | 33 y | 1 |
| D••• R•••• C•••• | The Villages, Fl | Dec 19, 2022 | 18 y | 8 |
| V•••••• M• P•••••••• | Marietta, Ga | Feb 21, 2023 | 10 y | 0 |
| B• R••• C••• | Marietta, Ga | Feb 23, 2023 | 13 y | 0 |
| K••••• M•••••• B•••••• | Cranberry Twp, Pa | Mar 16, 2023 | 13 y | 0 |
| J•••• W•••• F•• | Marietta, Ga | Apr 26, 2023 | 27 y | 0 |
| F•••• P••• A••••••••• | Marietta, Ga | May 24, 2023 | 45 y | 10 |
| R••••• P•••• B••••• | Marietta, Ga | May 30, 2023 | 44 y | 2 |
| R••• N••••••• S••••• | Santa Rosa Beach, Fl | Jun 2, 2023 | 25 y | 6 |
| R•••••• C••••• T••••• | Marietta, Ga | Jun 14, 2023 | 15 y | 0 |
| M•••••• F•••••• B•••••• | Marietta, Ga | Jul 10, 2023 | 40 y | 2 |
| C••••••••• T••••• S••••••• | Conyers, Ga | Jul 17, 2023 | 12 y | 0 |
| H•••• R••••• P•••••• | Saint Louis, Mo | Aug 31, 2023 | 12 y | 0 |
| S••••• A••••• A••Chartered Financial Consultant | Chesterfield, Mo | Sep 6, 2023 | 19 y | 3 |
| P••• J•••••• B••••••• | Lunenburg, Ma | Sep 25, 2023 | 25 y | 2 |
| D•••• M•••••• B•••••• | Chesterfield, Mo | Sep 27, 2023 | 16 y | 2 |
| J•••• D• L•• | Marietta, Ga | Nov 20, 2023 | 18 y | 1 |
| J•••••••• R•••• C•••••••Certified Financial Planner, Personal Financial Specialist | Spring H•••, Fl | Jan 4, 2024 | 32 y | 3 |
| F•••••••• C•••••• W••••••• | Colorado Springs, Co | Jan 16, 2024 | 23 y | 10 |
| R••• H•••••• | Marietta, Ga | Jan 23, 2024 | 11 y | 5 |
| M•••••• N••• M••••• | Sebastian, Fl | Feb 5, 2024 | 16 y | 2 |
| C•••• E•••••• S•••••• | Marietta, Ga | Feb 26, 2024 | 17 y | 3 |
| J••• E•••• T••••• | Cedar Park, Tx | Mar 1, 2024 | 12 y | 0 |
| A•••••• L••• C••••• | Marietta, Ga | Mar 7, 2024 | 33 y | 1 |
| S••••• L••••• F••••• | Forsyth, Ga | Apr 12, 2024 | 19 y | 2 |
| A•••• M•••••• V••••••Certified Financial Planner | Woodstock, Ga | Apr 15, 2024 | 11 y | 3 |
| A•••••• G•••• M••••• | Murrieta, Ca | Apr 22, 2024 | 18 y | 0 |
Advisor movement
8 left, 20 joined in 12 months
net +12 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 9.1% of current headcount29 left over 36 months
Left, latest
- D••••• R•••••• G••••• to M••• W••••• M••••••••• L••Sep 8, 2026 · RIA to RIA
- L••• C• A•••• to T•• F•••••••• A•••••••Jun 15, 2026 · RIA to RIA
- D••••• I•••• P••••• to F••••••••• I••••••••• A••••••• L••May 4, 2026 · RIA to RIA
- W•••••• M•••••• to A••••••••• F•••••••• S•••••••• L••Mar 31, 2026 · RIA to affiliated broker-dealer or bank
- C••• H••••• E••••••••• to P•••• W••••• P•••••••• L••Mar 10, 2026 · RIA to a state-registered adviser
- J•••• Z•••••• C•••• to H•••••• W•••••Feb 19, 2026 · RIA to RIA
- L••••••• P•••• S•••• to H•••••• W•••••Feb 19, 2026 · RIA to RIA
- G••••• N••••• L••••••• to C••••• I••••••••• A••••••• L••Dec 8, 2025 · RIA to affiliated broker-dealer or bank
- J•••••• S•••••• B•••••• to F••••••••• I••••••••• A••••••• L••Aug 28, 2025 · RIA to RIA
- C•••• F•••••• W••• to V••• F•••••••• A•••••••• I•••Aug 13, 2025 · RIA to affiliated broker-dealer or bank
- K•••• E••••• R••••••• to I••• W••••• M••••••••• L••Aug 6, 2025 · RIA to RIA
- B••••••• S•••• S•••• to H•••••• W•••••May 8, 2025 · RIA to RIA
- S••••• J• R••••••••• to R•••• F••• M••••••••• L••May 6, 2025 · RIA to RIA
- S•••• G••• O•••••• to S••••• W••••• S•••••••••Mar 4, 2025 · RIA to a state-registered adviser
- D••••• R••••• B•••• to H•••••• W•••••Feb 20, 2025 · RIA to RIA
Joined, latest
- S•••• G••••• B•••••••• from G••••••• A•••••••• L••Aug 10, 2026 · RIA to RIA
- J•••• E•••••• A•••• from R•••• F••• M••••••••• L••Jul 15, 2026 · RIA to RIA
- V••••• N•••••••• S•••• from F•••••• F•••••••• A•••••••• L••Jun 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- T•••• E••• Z••••••• from G•• S••••••••• I•••May 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- E••• S••• W••••• from T•••••• W••••• A•••••••• I•••Mar 20, 2026 · RIA to RIA
- J••• M•••• V••••••••• from C•• I••••••••• I••Mar 17, 2026 · RIA to RIA
- A•••• M••••• K•••• from G••••• W••••• M••••••••• I••••••••• A•••••••• I•••Mar 16, 2026 · RIA to RIA
- J•••• M•••• V••••••••• from C•• I••••••••• I••Mar 12, 2026 · RIA to RIA
- K••• G•••••• K•••• from G••••• W••••• M••••••••• I••••••••• A•••••••• I•••Mar 11, 2026 · RIA to RIA
- S•••••• K•• P••••• from A•••• W••••• M••••••••• I•••Mar 11, 2026 · RIA to RIA
- A••••• E•••• D•••••••• F••••• from O•• W••••• M••• L••Jan 30, 2026 · RIA to RIA
- J•••• S•••••• W••••••• from O•••• W•••••• I•••Jan 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- C••• H••••• E••••••••• from R•• C••••••• L••Jan 12, 2026 · RIA to RIA
- M•••• F••••••• W••••••••• from R•• C••••••• L••Jan 6, 2026 · RIA to RIA
- W••••• R••• L•••••••• from R•• C••••••• L••Dec 19, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for H•••••• W•••••Feb 20, 2025 · Denver, Co
- 2 left for B•• F•••••••• P••••••• W•••••• L••Jan 13, 2025 · Houston, Tx
- 2 joined from C•• I••••••••• I••Mar 10, 2026 · Rochester, Mi
- 2 joined from G••••• W••••• M••••••••• I••••••••• A•••••••• I•••Feb 24, 2026 · Fort Lauderdale, Fl
- 3 joined from R•• C••••••• L••Dec 4, 2025 · Sugar Land, Tx
- 2 joined from T••••• A•••• M••••••••• L••Sep 23, 2025 · Aurora, Co
- 2 joined from B••• W••••• A•••••••• I•••Oct 8, 2024 · Metairie, La
- 3 joined from B••••••••• W••••• A•••••••• L••Sep 18, 2024 · Chattanooga, Tn
- 2 joined from A•• F•••••••• G••••• L••Dec 31, 2022 · Chesterfield, Mo
- 2 joined from O•••••••••Jun 30, 2021 · Overland Park, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O•••• S••••••• W••••• · Chief Executive Officercontrolsince 03/2021 · owns 10% to 25%
- S•••••• S••••• M•••••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- Z•••••• T•••••• A•••• · President, Chief Executive Officercontrolsince 03/2021 · owns 10% to 25%
- C•••••••• D••••• J•••• · Trusteecontrolsince 06/2023 · owns 25% to 50% of K••••• M• C••••••• I••••••••• T•••• A•
- J••••••• B••••••• R••• · Consultant Officersince 04/2021 · owns 10% to 25%
Entity owners
- F••••• F••••• D••••••••• T•••• · Memberdirect · owns 25% to 50%
- K••••• M• C••••••• I••••••••• · Memberdirect · owns 25% to 50%
- K••••• M• C••••••• I••••••••• T•••• A• · Memberdirect · owns 25% to 50%
- T••••• D••••••• T•••• C•••••• · Trusteeindirect · owns 25% to 50% of F••••• F••••• D••••••••• T••••
Related persons
Schedule D 7.A
- A•••••• I••••••• M••••••••• L••real estaten
- A••••••• E••••• L••real estaten
- A• F•••••••• S•••••••• L••broker-dealern
- A• W••••• M••••••••• L••investment advisernRAUM $50B
- A••••••• L••• • S••••••• C••••••real estaten
- A•••• M•••••••• S•••••• I•••••••• S•••••••• L••real estaten
- I••••••••• D••••• G••••• L••real estaten
- J•••••••• C•••••••insurancey
- J•••••• W•••••investment advisernRAUM $313M
- K••••• B••••••y
- Q••••••• L••real estaten
- T•• I••••• P••••••••• L••real estaten
- V•••••• P••••••••investment companyy
- V••• I••••••••• P•••••••• L••investment advisernRAUM $2.8B
Advisers that list I••••• P••••••••• W•••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 85 | 22 | 3 | ||
| Woodstock, Ga | 4 | 1 | 0 | ||
| Melbourne, Fl | 4 | 0 | 0 | ||
| Daphne, Al | 4 | 4 | 0 | ||
| Ocean Springs, Ms | 4 | 4 | 1 | ||
| Colorado Springs, Co | 3 | 0 | 0 | ||
| Cleveland, Tn | 3 | 0 | 0 | ||
| Davie, Fl | 2 | 2 | 0 | ||
| Weston, Fl | 2 | 2 | 0 | ||
| S••••Sdale, Az | 2 | 0 | 0 | ||
| Omaha, Ne | 2 | 0 | 0 | ||
| Fort W••••, In | 2 | 1 | 0 | ||
| Grand Rapids, Mi | 2 | 0 | 0 | ||
| Chattanooga, Tn | 2 | 0 | 0 | ||
| Hyattsville, Md | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 1 | 0 | ||
| Lincoln, Ne | 2 | 1 | 0 | ||
| Metairie, La | 2 | 0 | 0 | ||
| Chesterfield, Mo | 2 | 0 | 1 | ||
| Mandeville, La | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Chesterfield, MO3 employees
- Landover, MD3 employees
- Denver, CO3 employees
- Minnetonk, MN2 employees
- St. Louis, MO2 employees
- Vienna, VA2 employees
- Houston, TX2 employees
- Greensboro, GA1 employees
- Kaneohe, HI1 employees
- Lancaster, PA1 employees
- Las Vegas, NV1 employees
- Lunenburg, ME1 employees
- Melbourne, FL1 employees
- Newport News, VA1 employees
- Port Orange, FL1 employees
- St. G•••••, UT1 employees
- Alexandria, VA1 employees
- , 1 employees
- Auburn, NE1 employees
- Colorado Springs, CO1 employees
- Conyers, GA1 employees
- Easley, SC1 employees
- Egg Harbor Township, NJ1 employees
- Grayslake, IL1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 10, 2026C•••••••• D••••• J•••• (TRUSTEE) left Schedule A between the filings of 2023-06-30 and 2026-09-10peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 10, 2026S•••••• S••••• M•••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-06-30 and 2026-09-10peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Sep 10, 2026O•••• S••••••• W••••• (CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2023-06-30 and 2026-09-10peers: independent wealth managers, $1B to $5B (1,362)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,682,147,707 to $2,963,975,229 (+76.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +17.0% (1298 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,298) · 96% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 10,237.0 to 16,058.0 (+57.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 5,075.0 to 7,988.0 (+57.0%) between the annual amendments of 2025-04-21 and 2026-03-31; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 96% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2026 to Sep 10, 2026
- Succession · false to unsetMar 31, 2026 to Sep 10, 2026
- Accounts · 10,237 to 16,058Jan 8, 2026 to Mar 31, 2026
- Advisory employees · 72 to 89Jan 8, 2026 to Mar 31, 2026
- Corporate clients · 15 to 22Jan 8, 2026 to Mar 31, 2026
- HNW clients · 241 to 512Jan 8, 2026 to Mar 31, 2026
- Individual clients · 4,834 to 7,476Jan 8, 2026 to Mar 31, 2026
- Pension plan clients · 91 to 7Jan 8, 2026 to Mar 31, 2026
- Assets in custody · $307M to $660MJan 8, 2026 to Mar 31, 2026
- Employees · 78 to 100Jan 8, 2026 to Mar 31, 2026
- Insurance-licensed employees · 2 to 0Jan 8, 2026 to Mar 31, 2026
- State-registered IARs · 72 to 89Jan 8, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $3.0BJan 8, 2026 to Mar 31, 2026
- HNW RAUM · $449M to $971MJan 8, 2026 to Mar 31, 2026
- Individual RAUM · $1.2B to $2.0BJan 8, 2026 to Mar 31, 2026
- Pension RAUM · $18.6M to $6.6MJan 8, 2026 to Mar 31, 2026
- RAUM · $1.7B to $3.0BJan 8, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $1.0B to $1.9BJan 8, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Aug 26, 2025 to Oct 1, 2025
- Accounts · 7,527 to 10,237Nov 19, 2024 to Apr 21, 2025
- Advisory employees · 50 to 72Nov 19, 2024 to Apr 21, 2025
- Advisory activities · 4 to 6Nov 19, 2024 to Apr 21, 2025
- Corporate clients · 2 to 15Nov 19, 2024 to Apr 21, 2025
- HNW clients · 97 to 241Nov 19, 2024 to Apr 21, 2025
- Individual clients · 2,190 to 4,834Nov 19, 2024 to Apr 21, 2025
- Pension plan clients · unset to 91.0Nov 19, 2024 to Apr 21, 2025
- Assets in custody · $408M to $307MNov 19, 2024 to Apr 21, 2025
- Employees · 54 to 78Nov 19, 2024 to Apr 21, 2025
- State-registered IARs · 50 to 72Nov 19, 2024 to Apr 21, 2025
- Other offices · 49 to 79Nov 19, 2024 to Apr 21, 2025
- Discretionary RAUM · $752M to $1.7BNov 19, 2024 to Apr 21, 2025
- HNW RAUM · $206M to $449MNov 19, 2024 to Apr 21, 2025
- Individual RAUM · $545M to $1.2BNov 19, 2024 to Apr 21, 2025
- Pension RAUM · unset to 18615562.0Nov 19, 2024 to Apr 21, 2025
- RAUM · $752M to $1.7BNov 19, 2024 to Apr 21, 2025
- Wrap assets (sponsor) · $613M to $1.0BNov 19, 2024 to Apr 21, 2025
- Accounts · 2,042 to 7,527Nov 16, 2023 to Mar 29, 2024
- Advisory employees · 33 to 50Nov 16, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Nov 16, 2023 to Mar 29, 2024
- Corporate clients · unset to 2.0Nov 16, 2023 to Mar 29, 2024
Signals
60 dated events
- D••••• R•••••• G••••• left I••••• P••••••••• W•••••• L•• for M••• W••••• M••••••••• L•• (registered 2026-07-16)Sep 8, 2026 · a•••••• firm change · fact
- L••• C• A•••• left I••••• P••••••••• W•••••• L•• for T•• F•••••••• A••••••• (registered 2026-06-16)Jun 15, 2026 · a•••••• firm change · fact
- D••••• I•••• P••••• left I••••• P••••••••• W•••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2026-06-22)May 4, 2026 · a•••••• firm change · fact
- W•••••• M•••••• left I••••• P••••••••• W•••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-05-29)Mar 31, 2026 · a•••••• firm change · fact
- I••••• P••••••••• W•••••• L•• reported 89 state-registered advisory representatives, up from 72 (2026-01-08 to 2026-03-31)Mar 31, 2026 · ria a•••••• headcount change · derived
- I••••• P••••••••• W•••••• L•• reported RAUM $3.0B, up 76% from $1.7B (2026-01-08 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••• H••••• E••••••••• left I••••• P••••••••• W•••••• L•• for P•••• W••••• P•••••••• L•• (registered 2026-05-06)Mar 10, 2026 · a•••••• firm change · fact
- 2 advisors left C•• I••••••••• I•• (Rochester, MI) for I••••• P••••••••• W•••••• L•• on the same dayMar 10, 2026 · Team lift-out · derived
- 2 advisors left G••••• W••••• M••••••••• I••••••••• A•••••••• I••• (Fort Lauderdale, FL) for I••••• P••••••••• W•••••• L•• on the same dayFeb 24, 2026 · Team lift-out · derived
- L••••••• P•••• S•••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• (registered 2026-02-19)Feb 19, 2026 · a•••••• firm change · fact
- J•••• Z•••••• C•••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• (registered 2026-02-19)Feb 19, 2026 · a•••••• firm change · fact
- G••••• N••••• L••••••• left I••••• P••••••••• W•••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-03-05)Dec 8, 2025 · a•••••• firm change · fact
- 2 advisors left R•• C••••••• L•• (Sugar Land, TX) for I••••• P••••••••• W•••••• L•• on the same dayDec 4, 2025 · Team lift-out · derived
- 2 advisors left T••••• A•••• M••••••••• L•• (Broomfield, CO) for I••••• P••••••••• W•••••• L•• on the same daySep 23, 2025 · Team lift-out · derived
- J•••••• S•••••• B•••••• left I••••• P••••••••• W•••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2025-09-23)Aug 28, 2025 · a•••••• firm change · fact
- C•••• F•••••• W••• left I••••• P••••••••• W•••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-08-19)Aug 13, 2025 · a•••••• firm change · fact
- K•••• E••••• R••••••• left I••••• P••••••••• W•••••• L•• for I••• W••••• M••••••••• L•• (registered 2025-08-12)Aug 6, 2025 · a•••••• firm change · fact
- B••••••• S•••• S•••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• (registered 2025-03-31)May 8, 2025 · a•••••• firm change · fact
- S••••• J• R••••••••• left I••••• P••••••••• W•••••• L•• for R•••• F••• M••••••••• L•• (registered 2025-05-08)May 6, 2025 · a•••••• firm change · fact
- I••••• P••••••••• W•••••• L•• reported 79 offices beyond its principal office, up from 49 (2024-11-19 to 2025-04-21)Apr 21, 2025 · Office count change · derived
- I••••• P••••••••• W•••••• L•• reported 72 state-registered advisory representatives, up from 50 (2024-11-19 to 2025-04-21)Apr 21, 2025 · ria a•••••• headcount change · derived
- I••••• P••••••••• W•••••• L•• reported RAUM $1.7B, up 124% from $751.6M (2024-11-19 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- S•••• G••• O•••••• left I••••• P••••••••• W•••••• L•• for S••••• W••••• S••••••••• (registered 2024-09-20)Mar 4, 2025 · a•••••• firm change · fact
- J••••••• R•••••• V•••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• (registered 2024-11-27)Feb 20, 2025 · a•••••• firm change · fact
- D••••• R••••• B•••• left I••••• P••••••••• W•••••• L•• for H•••••• W••••• (registered 2024-11-27)Feb 20, 2025 · a•••••• firm change · fact
- 2 advisors left I••••• P••••••••• W•••••• L•• (Denver, CO) for H•••••• W••••• on the same dayFeb 20, 2025 · Team lift-out · derived
- K••• C•••••••• J•••• left I••••• P••••••••• W•••••• L•• for B•• F•••••••• P••••••• W•••••• L•• (registered 2024-10-02)Jan 13, 2025 · a•••••• firm change · fact
- V•••• L••• J•••• left I••••• P••••••••• W•••••• L•• for B•• F•••••••• P••••••• W•••••• L•• (registered 2024-09-26)Jan 13, 2025 · a•••••• firm change · fact
- 2 advisors left I••••• P••••••••• W•••••• L•• (Houston, TX) for B•• F•••••••• P••••••• W•••••• L•• on the same dayJan 13, 2025 · Team lift-out · derived
- B•••••• P••• W•••• left I••••• P••••••••• W•••••• L•• for M• F•••••••• L•• (registered 2025-01-02)Dec 26, 2024 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-380-5040reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/the-impact-partnershipreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/impact-partnership-wealth-us/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- impactpartnershipwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 800-380-5040reportedpublic record, Form ADV, Sep 10, 2026
- Contact form
- impactpartnershipwealth.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- impactpartnershipwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026