DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• D••••• B•••••

P••• S••••• F•••••••• G•••• L••independent RIABuford, Ga IA-onlyIAPD 1803341

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Oct 11, 2024

In the industry

38 y

since Apr 11, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••• S••••• F•••••••• G•••• L•• independent RIA current
since Oct 11, 2024 · Buford, Ga
C••••• A••••••• G••••• L•• independent RIA
Aug 1, 2023 to Sep 18, 2024 · Clearwater, Fl
G••• B••••• I••••••••• L•• unclassified
Apr 22, 2008 to Aug 2, 2023 · Buford, Ga
A••••••• W••••• M••••••••• I••• independent RIA
Sep 27, 2006 to May 12, 2011 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

C••••• A••••••• G••••• L•• to P••• S••••• F•••••••• G•••• L••
left Sep 18, 2024, registered Oct 11, 2024 (23 days) · RIA to a newly registered adviser
G••• B••••• I••••••••• L•• to C••••• A••••••• G••••• L••
left Aug 2, 2023, registered Aug 1, 2023 (-1 days) · Other
A••••••• W••••• M••••••••• I••• to G••• B••••• I••••••••• L••
left May 12, 2011, registered Apr 22, 2008 (-1115 days) · Other

Signals

G••• D••••• B••••• left C••••• A••••••• G••••• L•• for P••• S••••• F•••••••• G•••• L•• (registered 2024-10-11)
Sep 18, 2024 · Advisor changed firm · fact
G••• D••••• B••••• left G••• B••••• I••••••••• L•• for C••••• A••••••• G••••• L•• (registered 2023-08-01)
Aug 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address