RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• G•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 11, 2025 · Sarasota, Fl
- N••• F•••••••• G••••• I••• formerAug 7, 2013 to Jul 10, 2025 · Saint Augustine, Fl
- W••••••• F•••••••• S•••••••• I••• formerNov 9, 2009 to Jul 18, 2013 · Winter Park, Fl
- C••••••• A•••• M••••••••• I•• unclassifiedSep 2, 2003 to Oct 29, 2009 · Apollo Beach, Fl
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 11, 2025 (1 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••left Jul 18, 2013, registered Aug 7, 2013 (20 days) · Other
- C••••••• A•••• M••••••••• I•• to W••••••• F•••••••• S•••••••• I•••left Oct 29, 2009, registered Nov 9, 2009 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address