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Registered advisor
J•••••• J••• M•••••
Feed of 09/15/2026
At current firm
11 y
since Oct 3, 2014
In the industry
38 y
since May 16, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Oct 3, 2014 · Palm Beach Gardens, Fl
- G•• S••••••••• I••• BD affiliatedDec 20, 2005 to Oct 3, 2014 · Wayne, Pa
- V••• F•••••••• P•••••••• L•• formerJul 28, 2004 to Dec 21, 2005 · Conshohocken, Pa
- P•••••••• E••••• A•••••••• L•• unclassifiedNov 20, 2003 to Oct 20, 2004 · Huntingdon Valley, Pa
- G•••••••• F••••••••• I•• unclassifiedAug 15, 2003 to Aug 11, 2004 · Churchville, Pa
- V•••• F•••••••• A•••••••• I••• BD affiliatedFeb 6, 2003 to Jul 18, 2003 · Blue Bell, Pa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• P•••••••• L•• to G•• S••••••••• I•••left Dec 21, 2005, registered Dec 20, 2005 (-1 days) · Other
- P•••••••• E••••• A•••••••• L•• to V••• F•••••••• P•••••••• L••left Oct 20, 2004, registered Jul 28, 2004 (-84 days) · Other
- G•••••••• F••••••••• I•• to P•••••••• E••••• A•••••••• L••left Aug 11, 2004, registered Nov 20, 2003 (-265 days) · Other
- V•••• F•••••••• A•••••••• I••• to G•••••••• F••••••••• I••left Jul 18, 2003, registered Aug 15, 2003 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address