RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A• D••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 3, 2026 · Brookfield, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDJan 8, 2016 to Feb 10, 2026 · Brookfield, Wi
- A•••• W••••• M••••••••• L•• independent RIAFeb 23, 2012 to Jan 15, 2016 · Brookfield, Wi
- H• B•••• I••• formerDec 16, 2009 to Jul 25, 2012 · Elm Grove, Wi
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Dec 22, 2009 · Brookfield, Wi
- W••••••••• F•••••••• G••••• I••• unclassifiedSep 24, 2002 to Sep 8, 2009 · Brookfield, Wi
- F•• A••••••• S••••••• I•• unclassifiedFeb 11, 1993 to Sep 23, 2002 · Brookfield, Wi
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Feb 10, 2026, registered Feb 3, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- A•••• W••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jan 15, 2016, registered Jan 8, 2016 (-7 days) · Other · moved with a team
- H• B•••• I••• to A•••• W••••• M••••••••• L••left Jul 25, 2012, registered Feb 23, 2012 (-153 days) · Other
- L•• F•••••••• L•• to H• B•••• I•••left Dec 22, 2009, registered Dec 16, 2009 (-6 days) · Other
- W••••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move
- F•• A••••••• S••••••• I•• to W••••••••• F•••••••• G••••• I•••left Sep 23, 2002, registered Sep 24, 2002 (1 days) · Other
- S•••• A• D•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-02-03)Feb 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address