DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Annex Wealth Management, LLC
Legal name Annex Advisory Services, LLC
Latest filing Apr 17, 2026
First filing on the tape Jan 12, 2012 · 52 filings
SEC status approved since Sep 24, 2004
RAUM
$8.1B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
93%
$7.5B individuals and HNW
Advisors
98
registered through the firm on IAPD
RAUM per advisor
$82.1M
derived; firm RAUM over IAPD count
Employees
151
74 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$8.1B as of Apr 17, 2026
Mar 30, 2012$375M then
HNW client RAUM$5.2B as of Apr 17, 2026
Mar 30, 2018$886M then
State-registered IARs (5.B.3)0 as of Apr 17, 2026
Mar 30, 20120 then
Employees (5.A)151 as of Apr 17, 2026
Mar 28, 201343 then
Private funds: no history
RAUM +30% over the last fiscal year+24% a year over threeIARs 0 to 0offices 7 to 8
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $82.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $365,860derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 10.9derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -28%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Financial planning clients
- 5,500reportedItem 5.H
- Ownership
- controlled by a public reporting companyderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.2B65%
- Individuals$2.2B28%
- Pension and profit-sharing plans$541M6.7%
- Charitable organizations$10.9M0.1%
- Corporations and businesses$2.1M0.0%
- State and municipal entities$127,4810.0%
- Individual clients
- 3,819reported
- HNW clients
- 2,891reported
- Pension plan clients
- 85reported
- Charitable clients
- 7reported
- Accounts
- 22,003reported
- Financial planning clients
- 5,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
97 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Joseph SpanoCertified Financial Planner | Brookfield, Wi | Dec 3, 2004 | 38 y | 1 |
| Mark James Beck | Brookfield, Wi | Jan 22, 2009 | 31 y | 1 |
| Derek Van Wagoner FelskeChartered Financial Analyst | Brookfield, Wi | Jul 20, 2011 | 16 y | 1 |
| Thomas Alexander Parks | Brookfield, Wi | Sep 18, 2014 | 25 y | 1 |
| Kenneth Jay Symes | Brookfield, Wi | Sep 18, 2014 | 12 y | 1 |
| Jacquelyn Lee Sklenar | Brookfield, Wi | Dec 16, 2014 | 35 y | 0 |
| Deanne E Phillips | Brookfield, Wi | Sep 12, 2016 | 28 y | 1 |
| Michael Thomas MurtosCertified Financial Planner | Brookfield, Wi | Nov 1, 2016 | 36 y | 3 |
| Brandon ArpsCertified Financial Planner | Delafield, Wi | Jan 27, 2017 | 14 y | 2 |
| Michael John MihmChartered Financial Consultant | Milwaukee, Wi | Oct 10, 2017 | 32 y | 2 |
| Eric Gustav StromCertified Financial Planner | Brookfield, Wi | Jan 29, 2018 | 11 y | 1 |
| Matthew Ross KrenkeCertified Financial Planner, Chartered Financial Consultant | Appleton, Wi | Mar 7, 2019 | 19 y | 2 |
| Michael Ernest Venturini | Brookfield, Wi | Apr 12, 2019 | 18 y | 4 |
| Naomi Karol Ackley | Brookfield, Wi | Oct 14, 2019 | 12 y | 1 |
| Susanne Catherine LopezCertified Financial Planner | Brookfield, Wi | Dec 23, 2019 | 18 y | 0 |
| Brian Andrew Bartholomew | Madison, Wi | Feb 20, 2020 | 12 y | 2 |
| Jeffrey Lynn StanichCertified Financial Planner | Libertyville, Il | Jul 30, 2020 | 10 y | 1 |
| Keith Richard Butler | Brookfield, Wi | Sep 18, 2020 | 14 y | 0 |
| Thomas James BerkholtzCertified Financial Planner | Brookfield, Wi | Sep 23, 2020 | 10 y | 1 |
| Noi Sayaovong | Brookfield, Wi | Dec 10, 2020 | 25 y | 1 |
| Amy S KiiskilaCertified Financial Planner | Brookfield, Wi | Jun 7, 2021 | 16 y | 0 |
| David Scott Fono | Brookfield, Wi | Sep 13, 2021 | 12 y | 0 |
| John David Thompson | Brookfield, Wi | Feb 14, 2022 | 16 y | 0 |
| Sarah Jane Kyle | Brookfield, Wi | Mar 31, 2022 | 30 y | 3 |
| Asbjorn Edward SandersCertified Financial Planner | Brookfield, Wi | May 4, 2022 | 22 y | 3 |
| Jennifer Elizabeth JesseCertified Financial Planner | Brookfield, Wi | May 11, 2022 | 10 y | 0 |
| Jacob Patrick KnoxCertified Financial Planner | Brookfield, Wi | May 31, 2022 | 13 y | 0 |
| Cory Justin Borcherdt | Brookfield, Wi | Aug 30, 2022 | 11 y | 0 |
| John Francis Deroche | Brookfield, Wi | Sep 6, 2022 | 13 y | 0 |
| Frederick Andre ColemanCertified Financial Planner | Brookfield, Wi | Oct 11, 2022 | 13 y | 1 |
| Martha Mary Kuhn | Brookfield, Wi | Oct 31, 2022 | 20 y | 0 |
| David James Fisher | Mequon, Wi | Nov 7, 2022 | 13 y | 1 |
| Arabella M ParinsCertified Financial Planner | Brookfield, Wi | Nov 12, 2022 | 14 y | 0 |
| Nikolas Brian HillstromChartered Financial Analyst | Brookfield, Wi | Nov 14, 2022 | 13 y | 0 |
| Kent Neilson Halleen | Brookfield, Wi | Dec 5, 2022 | 15 y | 0 |
| Michael Chester KirkCertified Financial Planner | Brookfield, Wi | Mar 18, 2023 | 25 y | 3 |
| Jacob GalanteCertified Financial Planner | Brookfield, Wi | Apr 3, 2023 | 11 y | 0 |
| Brian James JacobsenCertified Financial Planner, Chartered Financial Analyst | Brookfield, Wi | May 4, 2023 | 23 y | 3 |
| Kevin TrecekCertified Financial Planner | Brookfield, Wi | May 12, 2023 | 10 y | 1 |
| Mitchell J Vanden Heuvel | Brookfield, Wi | May 16, 2023 | 10 y | 0 |
Advisor movement
18 left, 16 joined in 12 months
net -2 in 12 months4 left in 90 days0 joined in 90 daysdeparture rate 18% of current headcount25 left over 36 months
Left, latest
- Faith Elizabeth Schanowski to MarinerSep 8, 2026 · RIA to affiliated broker-dealer or bank
- James Mathew Schaeve to Intellicents Investment Solutions IncSep 8, 2026 · RIA to RIA
- Mark Alan Pent to Daymark Wealth Partners, LLCAug 7, 2026 · RIA to RIA
- Jeffrey David Daye to LPL Financial LLCJul 15, 2026 · RIA to affiliated broker-dealer or bank
- Grant Tanner Moll to Johnson Wealth Inc.Apr 9, 2026 · RIA to RIA
- Brandon Lehman to Merit Financial AdvisorsJan 29, 2026 · RIA to affiliated broker-dealer or bank
- Kyle Bradley Svetlik to Mercer Global Advisors Inc.Jan 2, 2026 · RIA to RIA
- Ryan Van Blarcom to Aprio Wealth Management, LLCJan 2, 2026 · RIA to RIA
- Matthew Adam Kulakow to Operose Advisors LLCDec 4, 2025 · RIA to RIA
- Nikita A. Kibardin to Madison PartnersNov 13, 2025 · RIA to RIA
- Trevor Nargis to Northwestern Mutual Investment Services,LLCNov 6, 2025 · Other
- Matthew Joseph Morzy to Merit Financial AdvisorsOct 23, 2025 · RIA to RIA
- Kaylee Jade Urbanek to Curran Financial Partners, LLCOct 23, 2025 · RIA to RIA
- Allison Marie Moeschberger to Johnson Wealth Inc.Oct 23, 2025 · RIA to RIA
- Amy Jean Bremmer to Ellenbecker Investment GroupSep 26, 2025 · RIA to RIA
Joined, latest
- Michael Patrick Donnan from Mcglone Suttner Wealth Management, Inc.Jun 18, 2026 · RIA to RIA
- Katherine Mayhew Doyle from Reinhart Partners, LLCJun 15, 2026 · RIA to RIA
- John Charles Himmelspach from Cetera Investment Advisers LLCMay 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Beau Gross from LidoMay 5, 2026 · RIA to RIA
- George Anthony Parkhill from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 30, 2026 · Wirehouse to independent RIA
- Grant Tanner Moll from Fisher InvestmentsFeb 17, 2026 · RIA to RIA
- Andrew Ronald Rehorst from UBS Financial Services Inc.Jan 13, 2026 · Wirehouse to independent RIA
- Granthem James Beck from Liberty Financial Group, Inc.Jan 13, 2026 · RIA to RIA
- Bronwyn Theisen from J.P. Morgan Securities LLCJan 2, 2026 · Wirehouse to independent RIA
- Jake Robert Janicek from Wfa Asset Management CorpNov 13, 2025 · RIA to RIA
- Russell Joseph Enea from Wfa Asset Management CorpNov 13, 2025 · RIA to RIA
- Ryan Jeffrey Komas from Wfa Asset Management CorpNov 13, 2025 · RIA to RIA
- Nicholas Enea from Wfa Asset Management CorpNov 13, 2025 · RIA to RIA
- Marilou Davido from Wfa Asset Management CorpNov 13, 2025 · RIA to RIA
- Connor J Allen from Robert W. Baird & Co. IncorporatedOct 31, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Grove Point Advisors, LLCApr 30, 2019 · Brookfield, Wi
- 2 left for H. Beck, Inc.Apr 30, 2019 · Hales Corners, Wi
- 3 left for Ameriprise Financial Services, LLCJan 15, 2016 · Brookfield, Wi
- 5 joined from Wfa Asset Management CorpDec 4, 2025 · Whitefish Bay, Wi · Firm absorbed
- 4 joined from H. Beck, Inc.Apr 1, 2021 · Elm Grove, Wi
- 2 joined from Voit & Company, LLCMar 31, 2021 · Brookfield, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Karol Naomi Ackley · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- Lawrence Jeffrey Pierce · President/Chief Operating Officercontrolsince 05/2024 · owns less than 5%
- Zasmeta Kristin Reilly · Chief Financial Officercontrolsince 06/2023 · owns less than 5%
- Joseph David Spano · Ceocontrolsince 07/2003 · owns less than 5%
Entity owners
- Annex Holdco II, LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brookfield, Wi · principal | 98 | 35 | 16 | ||
| Mequon, Wi | 7 | 3 | 0 | ||
| Whitefish Bay, Wi | 5 | 5 | 0 | ||
| Appleton, Wi | 5 | 3 | 0 | ||
| Delafield, Wi | 4 | 1 | 2 | ||
| Milwaukee, Wi | 2 | 0 | 0 | ||
| Naples, Fl | 2 | 0 | 0 | ||
| Libertyville, Il | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mequon, WI6 employees
- Delafield, WI5 employees
- Appleton, WI4 employees
- Madison, WI2 employees
- Milwaukee, WI2 employees
- Naples, FL1 employees
- Libertyville, IL1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Apr 17, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $6,173,934,226 to $8,050,023,961, advisors 0 to 0, private clients 9265 to 6710, offices 7 to 8 (2025-04-01 to 2026-04-17)peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 17, 2026PIERCE, JEFFREY, LAWRENCE (PRESIDENT/CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-06-28 and 2026-04-17peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 17, 2026Reilly, Kristin, Zasmeta (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-06-28 and 2026-04-17peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 21,861 to 22,003Nov 26, 2025 to Jan 27, 2026
- Advisory employees · 66 to 74Nov 26, 2025 to Jan 27, 2026
- HNW clients · 3,481 to 2,891Nov 26, 2025 to Jan 27, 2026
- Individual clients · 6,616 to 3,819Nov 26, 2025 to Jan 27, 2026
- Employees · 144 to 151Nov 26, 2025 to Jan 27, 2026
- Discretionary RAUM · $7.7B to $7.8BNov 26, 2025 to Jan 27, 2026
- HNW RAUM · $5.1B to $5.2BNov 26, 2025 to Jan 27, 2026
- Individual RAUM · $2.3B to $2.2BNov 26, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $229M to $239MNov 26, 2025 to Jan 27, 2026
- Pension RAUM · $530M to $541MNov 26, 2025 to Jan 27, 2026
- RAUM · $7.9B to $8.1BNov 26, 2025 to Jan 27, 2026
- Accounts · 19,997 to 21,861Jul 3, 2025 to Nov 26, 2025
- HNW clients · 3,293 to 3,481Jul 3, 2025 to Nov 26, 2025
- Individual clients · 6,178 to 6,616Jul 3, 2025 to Nov 26, 2025
- Pension plan clients · 86 to 85Jul 3, 2025 to Nov 26, 2025
- Other offices · 7 to 8Jul 3, 2025 to Nov 26, 2025
- Discretionary RAUM · $6.7B to $7.7BJul 3, 2025 to Nov 26, 2025
- HNW RAUM · $4.5B to $5.1BJul 3, 2025 to Nov 26, 2025
- Individual RAUM · $1.9B to $2.3BJul 3, 2025 to Nov 26, 2025
- Non-discretionary RAUM · $214M to $229MJul 3, 2025 to Nov 26, 2025
- Pension RAUM · $487M to $530MJul 3, 2025 to Nov 26, 2025
- RAUM · $6.9B to $7.9BJul 3, 2025 to Nov 26, 2025
- Accounts · 19,416 to 19,997Apr 1, 2025 to Jul 3, 2025
- Charity clients · 6 to 7Apr 1, 2025 to Jul 3, 2025
- HNW clients · 3,243 to 3,293Apr 1, 2025 to Jul 3, 2025
- Individual clients · 6,022 to 6,178Apr 1, 2025 to Jul 3, 2025
- Pension plan clients · 82 to 86Apr 1, 2025 to Jul 3, 2025
- Financial planning clients · More than 500 to More than 500Apr 1, 2025 to Jul 3, 2025
- Discretionary RAUM · $6.0B to $6.7BApr 1, 2025 to Jul 3, 2025
- HNW RAUM · $4.1B to $4.5BApr 1, 2025 to Jul 3, 2025
- Individual RAUM · $1.6B to $1.9BApr 1, 2025 to Jul 3, 2025
- Non-discretionary RAUM · $207M to $214MApr 1, 2025 to Jul 3, 2025
- Pension RAUM · $413M to $487MApr 1, 2025 to Jul 3, 2025
- RAUM · $6.2B to $6.9BApr 1, 2025 to Jul 3, 2025
- Accounts · 18,642 to 19,416Jul 29, 2024 to Apr 1, 2025
- Advisory employees · 60 to 66Jul 29, 2024 to Apr 1, 2025
- Charity clients · 7 to 6Jul 29, 2024 to Apr 1, 2025
- HNW clients · 3,170 to 3,243Jul 29, 2024 to Apr 1, 2025
- Individual clients · 5,826 to 6,022Jul 29, 2024 to Apr 1, 2025
- Pension plan clients · 83 to 82Jul 29, 2024 to Apr 1, 2025
Signals
36 dated events
- Faith Elizabeth Schanowski left Annex Wealth Management, Llc for Mariner (registered 2026-08-17)Sep 8, 2026 · Advisor changed firm · fact
- James Mathew Schaeve left Annex Wealth Management, Llc for Intellicents Investment Solutions Inc (registered 2026-08-31)Sep 8, 2026 · Advisor changed firm · fact
- Mark Alan Pent left Annex Wealth Management, Llc for Daymark Wealth Partners, Llc (registered 2026-07-13)Aug 7, 2026 · Advisor changed firm · fact
- Jeffrey David Daye left Annex Wealth Management, Llc for Lpl Financial Llc (registered 2026-09-04)Jul 15, 2026 · Advisor changed firm · fact
- Grant Tanner Moll left Annex Wealth Management, Llc for Johnson Wealth Inc. (registered 2026-03-24)Apr 9, 2026 · Advisor changed firm · fact
- Brandon Lehman left Annex Wealth Management, Llc for Merit Financial Advisors (registered 2026-05-14)Jan 29, 2026 · Advisor changed firm · fact
- Kyle Bradley Svetlik left Annex Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2026-01-12)Jan 2, 2026 · Advisor changed firm · fact
- Ryan Van Blarcom left Annex Wealth Management, Llc for Aprio Wealth Management, Llc (registered 2026-01-21)Jan 2, 2026 · Advisor changed firm · fact
- Matthew Adam Kulakow left Annex Wealth Management, Llc for Operose Advisors Llc (registered 2025-12-11)Dec 4, 2025 · Advisor changed firm · fact
- Wfa Asset Management Corp's advisors moved to Annex Wealth Management, LLC (Whitefish Bay, WI): 5 of 5 registered, on the same dayDec 4, 2025 · Firm absorbed (people side) · derived
- Nikita A. Kibardin left Annex Wealth Management, Llc for Madison Partners (registered 2025-11-20)Nov 13, 2025 · Advisor changed firm · fact
- Trevor Nargis left Annex Wealth Management, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-02-04)Nov 6, 2025 · Advisor changed firm · fact
- Allison Marie Moeschberger left Annex Wealth Management, Llc for Johnson Wealth Inc. (registered 2025-10-30)Oct 23, 2025 · Advisor changed firm · fact
- Kaylee Jade Urbanek left Annex Wealth Management, Llc for Curran Financial Partners, Llc (registered 2025-10-27)Oct 23, 2025 · Advisor changed firm · fact
- Matthew Joseph Morzy left Annex Wealth Management, Llc for Merit Financial Advisors (registered 2026-01-12)Oct 23, 2025 · Advisor changed firm · fact
- Daniel William Wilson left Annex Wealth Management, Llc for Aprio Wealth Management, Llc (registered 2026-01-01)Sep 26, 2025 · Advisor changed firm · fact
- Kenneth Ray Bellinger left Annex Wealth Management, Llc for Johnson Wealth Inc. (registered 2025-09-25)Sep 26, 2025 · Advisor changed firm · fact
- Amy Jean Bremmer left Annex Wealth Management, Llc for Ellenbecker Investment Group (registered 2025-09-21)Sep 26, 2025 · Advisor changed firm · fact
- Mark Ronald Strey left Annex Wealth Management, Llc for Neptune Wealth (registered 2025-09-07)Sep 19, 2025 · Advisor changed firm · fact
- Jeffrey Lawrence Pierce left Annex Wealth Management, Llc for Johnson Wealth Inc. (registered 2025-08-11)Jul 3, 2025 · Advisor changed firm · fact
- James John Mcknight left Annex Wealth Management, Llc for Cibc Private Wealth Advisors, Inc. (registered 2025-10-09)Mar 27, 2025 · Advisor changed firm · fact
- Robert Clinton Chastain left Annex Wealth Management, Llc for Neptune Wealth (registered 2026-01-14)Feb 21, 2025 · Advisor changed firm · fact
- Jacob Rabay left Annex Wealth Management, Llc for Empower Advisory Group, Llc (registered 2025-07-09)Jan 3, 2025 · Advisor changed firm · fact
- Lawrence Jeffrey Pierce (President/Chief Operating Officer) appeared on Schedule A of Annex Wealth Management, LlcJun 28, 2024 · Control person joined · fact
- Janessa Lou Price left Annex Wealth Management, Llc for Prosperilux Llc (registered 2025-04-08)Apr 26, 2024 · Advisor changed firm · fact
- Blaine T Disrud left Annex Wealth Management, Llc for Spectrum Investment Advisors, Inc. (registered 2024-04-24)Apr 11, 2024 · Advisor changed firm · fact
- Nicholas Kavelaris left Annex Wealth Management, Llc for Fidelity Personal And Workplace Advisors (registered 2024-11-18)Mar 18, 2024 · Advisor changed firm · fact
- Zasmeta Kristin Reilly (Chief Financial Officer) appeared on Schedule A of Annex Wealth Management, LlcJan 23, 2024 · Control person joined · fact
- Ryan John Lundeen left Annex Wealth Management, Llc for Ellenbecker Investment Group (registered 2023-05-16)Jan 12, 2023 · Advisor changed firm · fact
- Randall John Winkler left Annex Wealth Management, Llc for Drake & Associates, Llc (registered 2022-12-07)Nov 17, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- WEALTHMETRIC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 262-786-6363reportedpublic record, Form ADV, Apr 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026