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Registered advisor
H••••• J•••• K•••••••
Feed of 09/15/2026
Also filed as Harry K•••••••
At current firm
0 y
since Oct 31, 2025
In the industry
37 y
since Jan 20, 1989 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• I••••••••• A•••••••• L•• other currentsince Oct 31, 2025 · Lincroft, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 15, 2017 to Dec 31, 2018 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to W•••• I••••••••• A•••••••• L••left Dec 31, 2018, registered Oct 31, 2025 (2496 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address