RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• D•••• S•••••••
- M••••• S•••••• wirehouse currentsince Feb 20, 2024 · Bainbridge Island, Wa
- R•• C•••••• M••••••• L•• national BDApr 11, 2003 to Aug 19, 2025 · Bainbridge Island, Wa
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 9, 1994 to Apr 25, 2003 · Seattle, Wa
- R•• C•••••• M••••••• L•• to M••••• S••••••left Aug 19, 2025, registered Feb 20, 2024 (-546 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Apr 25, 2003, registered Apr 11, 2003 (-14 days) · Other
- C•••• D•••• S••••••• left R•• C•••••• M••••••• L•• for M••••• S•••••• (registered 2024-02-20)Aug 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address