RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••• K•••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Aug 4, 2026 · Westlake, Oh
- W•••• F•••• A••••••• wirehouseApr 4, 2005 to Aug 17, 2026 · Westlake, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedNov 22, 1999 to Apr 21, 2005 · Rocky River, Oh
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Aug 17, 2026, registered Aug 4, 2026 (-13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- K•••••• C•••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 21, 2005, registered Apr 4, 2005 (-17 days) · Other
- T•••••• J••• K••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-08-04)Aug 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address