DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory John Gall
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Greg Gall
At current firm
6 y
since Jan 15, 2020
In the industry
38 y
since Apr 21, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Jan 15, 2020 · Hudson, Wi
- Regal Investment Advisors LLC BD affiliatedJun 5, 2017 to Jan 3, 2020 · Woodbury, Mn
- Wealth Watch Advisors, Inc independent RIAJul 16, 2015 to Jun 30, 2017 · Woodbury, Mn
- Simplicity Solutions, LLC formerMar 18, 2015 to Aug 20, 2015 · Woodbury, Mn
- Sawtooth Asset Management, Inc. formerApr 12, 2010 to Mar 20, 2015 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Brookstone Wealth Advisors, LLCleft Jan 3, 2020, registered Jan 15, 2020 (12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Wealth Watch Advisors, Inc to Regal Investment Advisors LLCleft Jun 30, 2017, registered Jun 5, 2017 (-25 days) · Other
- Simplicity Solutions, LLC to Wealth Watch Advisors, Incleft Aug 20, 2015, registered Jul 16, 2015 (-35 days) · Other
- Sawtooth Asset Management, Inc. to Simplicity Solutions, LLCleft Mar 20, 2015, registered Mar 18, 2015 (-2 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address