DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealth Watch Advisors, Inc
Latest filing Jul 6, 2026
First filing on the tape Apr 16, 2015 · 81 filings
SEC status approved since May 6, 2015
RAUM
$612M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$612M individuals and HNW
Advisors
55
registered through the firm on IAPD
RAUM per advisor
$11.1M
derived; firm RAUM over IAPD count
Employees
62
52 advisory (5.B.1)
Offices
39
beyond the principal office
Private funds
0
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$612M as of Jul 6, 2026
Mar 30, 2016$16.0M then
HNW client RAUM$165M as of Jul 6, 2026
Mar 30, 2018$14.1M then
State-registered IARs (5.B.3)52 as of Jul 6, 2026
Mar 30, 201626 then
Employees (5.A)62 as of Jul 6, 2026
Mar 30, 201626 then
Private funds: no history
RAUM +29% over the last fiscal year+38% a year over threeIARs 42 to 52
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- RAUM per advisor
- $11.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $170,718derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.4derived40 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +24%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$447M73%
- High-net-worth individuals$165M27%
- Individual clients
- 3,522reported
- HNW clients
- 65reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3,587reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
55 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ramiro MarmolejoCertified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | Jun 1, 2015 | 22 y | 1 |
| William Earl Gastl | Englewood, Co | Jun 19, 2015 | 35 y | 0 |
| John Cyril Kamm | Englewoood, Co | Jul 23, 2015 | 14 y | 3 |
| David Allen Shields | San Antonio, Tx | Sep 19, 2017 | 19 y | 0 |
| Steven Vrooman | Englewood, Co | Oct 6, 2017 | 15 y | 0 |
| Jason Michael Mong | Westminster, Co | Dec 1, 2017 | 22 y | 0 |
| Mark Alan Vosika | Golden, Co | Jan 19, 2018 | 29 y | 5 |
| Roy Joseph Innella | Vero Beach, Fl | Apr 23, 2018 | 19 y | 6 |
| Jeffrey Keegan Martin | Chandler, Az | Jul 20, 2018 | 20 y | 5 |
| Ladonna Kaye ScottCertified Financial Planner | Lubbock, Tx | May 17, 2019 | 42 y | 1 |
| James Kenneth Johnson | Lubbock, Tx | May 28, 2019 | 33 y | 2 |
| Berry Shotah Burkhart | San Antonio, Tx | Sep 17, 2019 | 24 y | 2 |
| Michael Wayne Giddeons | Comer, Ga | May 20, 2020 | 21 y | 5 |
| Andrew Lee Arehart | Medina, Oh | Jun 2, 2020 | 26 y | 6 |
| Cash Evan Matthews | Jenks, Ok | Oct 16, 2020 | 38 y | 6 |
| Marc Andrew Carlson | Austin, Tx | Oct 28, 2020 | 20 y | 3 |
| Benton Jackson Randle | Spicewood, Tx | Oct 28, 2020 | 12 y | 4 |
| John Joseph Faure | Duluth, Ga | Feb 16, 2021 | 27 y | 1 |
| Sean T Hughes | Schaumburg, Il | May 25, 2021 | 14 y | 3 |
| Michael Jay Opp | Castle Pines, Co | Sep 10, 2021 | 29 y | 0 |
| James Joseph JuricaCertified Financial Planner, Chartered Financial Consultant | San Antonio, Tx | May 12, 2022 | 10 y | 1 |
| Eli Howard | San Antonio, Tx | Aug 5, 2022 | 14 y | 0 |
| Ronald Chris Packard | Escondido, Ca | Jul 12, 2023 | 43 y | 4 |
| Daniel James Packard | Escondido, Ca | Jul 18, 2023 | 19 y | 4 |
| James Austin Sanders | San Antonio, Tx | Aug 3, 2023 | 10 y | 1 |
| Jason Anthony Madero | Fair Oaks Ranch, Tx | Sep 22, 2023 | 12 y | 0 |
| Hunter Isaac Shields | San Antonio, Tx | Dec 3, 2023 | 15 y | 0 |
| William Cole Watson | San Ramon, Ca | Mar 22, 2024 | 21 y | 0 |
| Michael James Strong | Wheat Ridge, Co | Apr 23, 2024 | 20 y | 2 |
| Aaron Joseph CormierChartered Financial Consultant | Englewood, Co | Aug 21, 2024 | 10 y | 1 |
| Charles Stewart CannonCertified Financial Planner | Tigard, Or | Oct 28, 2024 | 31 y | 6 |
| Christopher Shawn De Veny | Marine City, Mi | Oct 30, 2024 | 22 y | 2 |
| Brian Dufort Lowery | Gresham, Or | Oct 30, 2024 | 22 y | 5 |
| Zachary Blaine Stively | Fayetteville, Ar | Jan 22, 2025 | 16 y | 0 |
| Stephen Michael Luscher | Hollywood, Fl | Feb 28, 2025 | 28 y | 5 |
| Chris Rashad Benson | Englewood, Co | Jun 27, 2025 | 14 y | 0 |
| Matt R GsellmanCertified Financial Planner | Englewood, Co | Jul 7, 2025 | 28 y | 3 |
| Raymond Patrick Oconnell | Ocala, Fl, Fl | Jul 15, 2025 | 34 y | 6 |
| Jordan Xavier Hyde | San Antonio, Tx | Jul 31, 2025 | 14 y | 1 |
| Joseph Randal Watson | San Ramon, Ca | Sep 30, 2025 | 24 y | 0 |
Advisor movement
2 left, 11 joined in 12 months
net +9 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 3.6% of current headcount12 left over 36 months
Left, latest
- Meliza Brecht to J.P. Morgan Securities LLCJun 11, 2026 · RIA to wirehouse
- Linda Rose Jensen to Simplicity WealthDec 11, 2025 · RIA to RIA
- Robert Mark Cerrito to Gradient Advisors, LLCApr 9, 2025 · RIA to RIA
- Jordan Angelo Mangaliman to Corecap AdvisorsFeb 20, 2025 · RIA to affiliated broker-dealer or bank
- Maria R Garza to Portfolio Medics, LLCJan 29, 2025 · RIA to RIA
- Justin Jay Stanfill to Gradient Advisors, LLCDec 19, 2024 · RIA to RIA
- John Patrick Lynch to Lynch Financial GroupJul 24, 2024 · RIA to a state-registered adviser
- Timothy Lawrence Adams to Inception Financial ServicesMay 3, 2024 · RIA to a state-registered adviser
- Gary Ray Hurt to Simplicity WealthApr 26, 2024 · Other
- Bart W Gernandt to Foundations Investment Advisors LLCApr 15, 2024 · RIA to RIA
- Rosa Shala to Tucker Asset Management LLCMar 4, 2024 · RIA to RIA
- Kenneth D Sadler to American Capital Management, Inc.Feb 1, 2024 · RIA to a state-registered adviser
- Christopher Lynch to Lynch Financial GroupSep 11, 2023 · RIA to a state-registered adviser
- Darren Grant Hesselink to Ironwood Financial, LLCJul 12, 2023 · RIA to RIA
- Kevin B Divecha to Ae Wealth Management, LLCApr 28, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Michael Brooke Davis from Kcd Financial, Inc.Aug 18, 2026 · RIA to RIA
- Brian Wilson Johnson from Strategic Advisers LLCJun 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Howard Justin Heatherly from Allstate Financial Advisors, LLCMay 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Benjjamin K Zales from Ip Financial Advisory Services LLCMay 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kelli Lyn Gabriel from Madison Avenue Securities, LLCFeb 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Robert Scherer from Brookstone Capital Management LLCFeb 2, 2026 · RIA to RIA
- Andrew James Mong from Fidelity Personal And Workplace AdvisorsJan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
- Shawn Michael Mercer from Ae Wealth Management, LLCJan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian Eugene Carden from Madison Avenue Securities, LLCJan 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Catherine Mae Milano from Impact Partnership Wealth, LLCJan 1, 2026 · RIA to RIA
- Lance Opp from Equitable Advisors, LLCOct 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jordan Xavier Hyde from Eagle Strategies LLCJul 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Raymond Patrick Oconnell from Coppell Advisory Solutions LLCJul 15, 2025 · RIA to RIA
- Matt R Gsellman from Iams Wealth Management, LLCJul 7, 2025 · RIA to RIA
- Stephen Michael Luscher from Great American Advisors, Inc.Feb 28, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Simplicity WealthOct 15, 2019 · Miami, Fl
- 3 left for Regal Investment Advisors LLCApr 27, 2017 · Englewood, Co
- 5 left for Regal Investment Advisors LLCMar 29, 2017 · Englewood, Co
- 2 joined from Consolidated Portfolio Review CorpJul 21, 2023 · Escondido, Ca
- 2 joined from Walser Wealth Management Company, A Limited Liability CompanyJul 14, 2022 · Tampa, Fl
- 3 joined from Solomon Group Financial Services, LLCDec 31, 2020 · Austin, Tx · Firm absorbed
- 2 joined from Ae Wealth Management, LLCSep 6, 2018 · Miami, Fl
- 2 joined from Fidato Wealth LLCJan 27, 2016 · Middleburg Heights, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Tyrone Clark · Shareholder/Membercontrolsince 04/2015 · owns 25% to 50%
- Earl William Gastl · Managing Member/Shareholder/Ccocontrolsince 08/2017 · owns 5% to 10%
- A David Shields · Shareholder/Membercontrolsince 04/2015 · owns 25% to 50%
- Patrick John Lynch · Shareholder/Membersince 08/2017 · owns 5% to 10%
Related persons
Schedule D 7.A
- David Shieldsreal estatey
- Tyrone Clarkereal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Englewood, Co · principal | 26 | 13 | 1 | 2 | |
| San Antonio, Tx | 9 | 0 | 0 | 2 | |
| Brentwood, Tn | 2 | 2 | 0 | ||
| Lubbock, Tx | 2 | 0 | 0 | ||
| Escondido, Ca | 2 | 0 | 0 | ||
| San Ramon, Ca | 2 | 1 | 0 | ||
| Westminster, Co | 1 | 0 | 0 | ||
| Twin Falls, Id | 0 | 0 | 0 | ||
| Yukon, Ok | 0 | 0 | 0 | ||
| Belton, Tx | 0 | 0 | 0 | ||
| Fullerton, Ca | 0 | 0 | 0 | ||
| Dayton, Oh | 0 | 0 | 0 | ||
| Lakewood, Wa | 0 | 0 | 1 | ||
| Nokomis, Fl | 0 | 0 | 0 | ||
| St Augustine Beach, Fl | 0 | 0 | 0 | ||
| St Petersburg, Fl | 0 | 0 | 0 | ||
| St Petersburgf, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Antonio, TX7 employees
- Chicago, IL1 employees
- Colorado Springs, CO1 employees
- Eagan, MN1 employees
- Fort Wayne, IN1 employees
- Golden, CO1 employees
- King Of Prussia, PA1 employees
- Lake Elmo, MN1 employees
- Lubbock, TX1 employees
- Lubbock, TX1 employees
- Mebane, NC1 employees
- Pataluma, CA1 employees
- Raleigh, NC1 employees
- Reno, NV1 employees
- San Antonio, TX1 employees
- San Diego, CA1 employees
- San Ramon, CA1 employees
- Stillwater, MN1 employees
- Twin Falls, ID1 employees
- Belton, TX1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 12.0% to 27.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 3,556 to 3,587Jan 5, 2026 to Mar 31, 2026
- Advisory employees · 47 to 52Jan 5, 2026 to Mar 31, 2026
- HNW clients · 45 to 65Jan 5, 2026 to Mar 31, 2026
- Individual clients · 3,488 to 3,522Jan 5, 2026 to Mar 31, 2026
- Employees · 54 to 62Jan 5, 2026 to Mar 31, 2026
- State-registered IARs · 42 to 52Jan 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $437M to $605MJan 5, 2026 to Mar 31, 2026
- HNW RAUM · $55.4M to $165MJan 5, 2026 to Mar 31, 2026
- Individual RAUM · $418M to $447MJan 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $36.6M to $7.0MJan 5, 2026 to Mar 31, 2026
- RAUM · $474M to $612MJan 5, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Jul 16, 2025 to Nov 10, 2025
- Accounts · 3,350 to 3,556Jan 8, 2025 to Mar 31, 2025
- HNW clients · 35 to 45Jan 8, 2025 to Mar 31, 2025
- Individual clients · 3,315 to 3,488Jan 8, 2025 to Mar 31, 2025
- Employees · 52 to 54Jan 8, 2025 to Mar 31, 2025
- Financial planning clients · 1-10 to 0Jan 8, 2025 to Mar 31, 2025
- State-registered IARs · 47 to 42Jan 8, 2025 to Mar 31, 2025
- Other offices · 47 to 39Jan 8, 2025 to Mar 31, 2025
- Discretionary RAUM · $379M to $437MJan 8, 2025 to Mar 31, 2025
- HNW RAUM · $50.5M to $55.4MJan 8, 2025 to Mar 31, 2025
- Individual RAUM · $365M to $418MJan 8, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $35.7M to $36.6MJan 8, 2025 to Mar 31, 2025
- RAUM · $415M to $474MJan 8, 2025 to Mar 31, 2025
- Wrap assets (manager) · 0.0 to unsetJan 8, 2025 to Mar 31, 2025
- Wrap assets (sponsor) · 0.0 to unsetJan 8, 2025 to Mar 31, 2025
- Accounts · 3,061 to 3,350Jul 29, 2024 to Oct 24, 2024
- HNW clients · 209 to 35Jul 29, 2024 to Oct 24, 2024
- Individual clients · 2,160 to 3,315Jul 29, 2024 to Oct 24, 2024
- Discretionary RAUM · $316M to $379MJul 29, 2024 to Oct 24, 2024
- HNW RAUM · $32.6M to $50.5MJul 29, 2024 to Oct 24, 2024
- Individual RAUM · $316M to $365MJul 29, 2024 to Oct 24, 2024
- Non-discretionary RAUM · $32.6M to $35.7MJul 29, 2024 to Oct 24, 2024
- Pension RAUM · unset to 0.0Jul 29, 2024 to Oct 24, 2024
- RAUM · $348M to $415MJul 29, 2024 to Oct 24, 2024
- Business name · WEALTH WATCH ADVISORS, LLC to WEALTH WATCH ADVISORS, INCMar 28, 2024 to Apr 26, 2024
- Legal name · WEALTH WATCH ADVISORS, LLC to WEALTH WATCH ADVISORS, INCMar 28, 2024 to Apr 26, 2024
- Legal name · WEALTH WATCH ADVISORS, INC. to WEALTH WATCH ADVISORS, LLCMar 22, 2024 to Mar 28, 2024
- Succession · true to falseMar 22, 2024 to Mar 28, 2024
- Accounts · 2,500 to 3,061Oct 2, 2023 to Mar 22, 2024
Signals
37 dated events
- Meliza Brecht left Wealth Watch Advisors, Inc for J.P. Morgan Securities Llc (registered 2026-05-14)Jun 11, 2026 · Advisor changed firm · fact
- Wealth Watch Advisors, Inc reported RAUM $612.4M, up 29% from $473.7M (2026-01-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Wealth Watch Advisors, Inc reported 52 state-registered advisory representatives, up from 42 (2026-01-05 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- Linda Rose Jensen left Wealth Watch Advisors, Inc for Simplicity Wealth (registered 2025-12-15)Dec 11, 2025 · Advisor changed firm · fact
- Robert Mark Cerrito left Wealth Watch Advisors, Inc for Gradient Advisors, Llc (registered 2025-04-07)Apr 9, 2025 · Advisor changed firm · fact
- Wealth Watch Advisors, Inc reported 39 offices beyond its principal office, down from 47 (2025-01-08 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- Jordan Angelo Mangaliman left Wealth Watch Advisors, Inc for Corecap Advisors (registered 2025-02-14)Feb 20, 2025 · Advisor changed firm · fact
- Maria R Garza left Wealth Watch Advisors, Inc for Portfolio Medics, Llc (registered 2024-10-01)Jan 29, 2025 · Advisor changed firm · fact
- Justin Jay Stanfill left Wealth Watch Advisors, Inc for Gradient Advisors, Llc (registered 2025-01-07)Dec 19, 2024 · Advisor changed firm · fact
- John Patrick Lynch left Wealth Watch Advisors, Inc for Lynch Financial Group (registered 2023-07-25)Jul 24, 2024 · Advisor changed firm · fact
- Timothy Lawrence Adams left Wealth Watch Advisors, Inc for Inception Financial Services (registered 2024-07-02)May 3, 2024 · Advisor changed firm · fact
- Gary Ray Hurt left Wealth Watch Advisors, Inc for Simplicity Wealth (registered 2024-04-29)Apr 26, 2024 · Advisor changed firm · fact
- Bart W Gernandt left Wealth Watch Advisors, Inc for Foundations Investment Advisors Llc (registered 2025-04-11)Apr 15, 2024 · Advisor changed firm · fact
- Wealth Watch Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 22, 2024 · Succession (Item 4) · fact
- Wealth Watch Advisors, Inc reported RAUM $348.5M, up 49% from $234.2M (2023-10-02 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Rosa Shala left Wealth Watch Advisors, Inc for Tucker Asset Management Llc (registered 2025-01-01)Mar 4, 2024 · Advisor changed firm · fact
- Kenneth D Sadler left Wealth Watch Advisors, Inc for American Capital Management, Inc. (registered 2024-02-01)Feb 1, 2024 · Advisor changed firm · fact
- Christopher Lynch left Wealth Watch Advisors, Inc for Lynch Financial Group (registered 2023-07-25)Sep 11, 2023 · Advisor changed firm · fact
- 2 advisors left Consolidated Portfolio Review Corp (Escondido, CA) for Wealth Watch Advisors, Inc on the same dayJul 21, 2023 · Team lift-out · derived
- Darren Grant Hesselink left Wealth Watch Advisors, Inc for Ironwood Financial, Llc (registered 2026-02-19)Jul 12, 2023 · Advisor changed firm · fact
- Kevin B Divecha left Wealth Watch Advisors, Inc for Ae Wealth Management, Llc (registered 2025-06-09)Apr 28, 2023 · Advisor changed firm · fact
- Christian Fernando Luna left Wealth Watch Advisors, Inc for Maia Wealth (registered 2023-04-17)Apr 12, 2023 · Advisor changed firm · fact
- Timothy Dern left Wealth Watch Advisors, Inc for Maia Wealth (registered 2023-04-05)Mar 27, 2023 · Advisor changed firm · fact
- 2 advisors left Walser Wealth Management Company, A Limited Liability Company (Tampa, FL) for Wealth Watch Advisors, Inc on the same dayJul 14, 2022 · Team lift-out · derived
- William Stephen Glover left Wealth Watch Advisors, Inc for Brookstone Wealth Advisors, Llc (registered 2022-07-14)Jul 11, 2022 · Advisor changed firm · fact
- Jimmy Louis Hernandez left Wealth Watch Advisors, Inc for Brookstone Wealth Advisors, Llc (registered 2022-03-30)Mar 30, 2022 · Advisor changed firm · fact
- Robert Rocco La Spada left Wealth Watch Advisors, Inc for Advisor Share Wealth Management, Llc (registered 2025-03-03)Mar 11, 2022 · Advisor changed firm · fact
- Brian Lee Smith left Wealth Watch Advisors, Inc for Raymond James Financial Services Advisors, Inc (registered 2022-02-28)Jan 18, 2022 · Advisor changed firm · fact
- Wealth Watch Advisors, Inc reported 47 offices beyond its principal office, up from 35 (2022-01-03 to 2022-01-18)Jan 18, 2022 · Office count change · derived
- Wealth Watch Advisors, Inc reported RAUM $289.1M, up 63% from $177.0M (2022-01-03 to 2022-01-18)Jan 18, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- wwwjmartinwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-822-3708reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $11.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026