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Registered advisor
R••••• J••• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bob J••• C••••••
At current firm
0 y
since Jan 12, 2026
In the industry
27 y
since Dec 31, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 12, 2026 · Fort Mill, Sc
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 21, 2024 to Jan 13, 2026 · Fort Mill, Sc
- C••••• A••••••• L•• formerNov 1, 2019 to Mar 21, 2024 · Fort Mill, Sc
- A•••••• A••••••• S••••••• formerJan 11, 2007 to Nov 8, 2019 · Fort Mill, Sc
- O•••••• S••••••• A••••••• C••• formerMay 3, 2006 to Nov 1, 2006 · Fort Mills, Sc
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 13, 2026, registered Jan 12, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
- A•••••• A••••••• S••••••• to C••••• A••••••• L••left Nov 8, 2019, registered Nov 1, 2019 (-7 days) · Affiliated broker-dealer or bank to another
- O•••••• S••••••• A••••••• C••• to A•••••• A••••••• S•••••••left Nov 1, 2006, registered Jan 11, 2007 (71 days) · Other
Signals
- R••••• J••• C•••••• left C••••• I••••••••• A••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-01-12)Jan 13, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address