A•• E•••••••• Y••••••

• C••••••• S••••••••• I••• BD affiliated current
  since Feb 15, 2017 · Taylor, Mi
• C••• F•••••••• S•••••••• L••• former
  Feb 4, 2015 to Sep 9, 2016 · Dearborn, Mi
• F•••• T•••• S••••••••• I••• BD affiliated
  Mar 24, 2014 to Jan 20, 2015 · Taylor, Mi
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Mar 14, 2014 · Riverview, Mi
• C•••• I••••••••• S••••••• C•••• former
  Jul 13, 2006 to Oct 1, 2012 · Wyandotte, Mi

• C••• F•••••••• S•••••••• L••• to C••••••• S••••••••• I•••
  left Sep 9, 2016, registered Feb 15, 2017 (159 days) · Other
• F•••• T•••• S••••••••• I••• to C••• F•••••••• S•••••••• L•••
  left Jan 20, 2015, registered Feb 4, 2015 (15 days) · Other
• J••• M••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••
  left Mar 14, 2014, registered Mar 24, 2014 (10 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address